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Federalist
No. 10
The Same Subject Continued:
The Union as a Safeguard Against Domestic Faction and
Insurrection
From the New York Packet. Friday, November 23, 1787. |
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Author: James Madison
To the People of the State of New York:
AMONG the numerous advantages promised by a well constructed
Union, none deserves to be more accurately developed than its
tendency to break and control the violence of faction. The
friend of popular governments never finds himself so much
alarmed for their character and fate, as when he contemplates
their propensity to this dangerous vice. He will not fail,
therefore, to set a due value on any plan which, without
violating the principles to which he is attached, provides a
proper cure for it. The instability, injustice, and confusion
introduced into the public councils, have, in truth, been the
mortal diseases under which popular governments have everywhere
perished; as they continue to be the favorite and fruitful
topics from which the adversaries to liberty derive their most
specious declamations. The valuable improvements made by the
American constitutions on the popular models, both ancient and
modern, cannot certainly be too much admired; but it would be an
unwarrantable partiality, to contend that they have as
effectually obviated the danger on this side, as was wished and
expected. Complaints are everywhere heard from our most
considerate and virtuous citizens, equally the friends of public
and private faith, and of public and personal liberty, that our
governments are too unstable, that the public good is
disregarded in the conflicts of rival parties, and that measures
are too often decided, not according to the rules of justice and
the rights of the minor party, but by the superior force of an
interested and overbearing majority. However anxiously we may
wish that these complaints had no foundation, the evidence, of
known facts will not permit us to deny that they are in some
degree true. It will be found, indeed, on a candid review of our
situation, that some of the distresses under which we labor have
been erroneously charged on the operation of our governments;
but it will be found, at the same time, that other causes will
not alone account for many of our heaviest misfortunes; and,
particularly, for that prevailing and increasing distrust of
public engagements, and alarm for private rights, which are
echoed from one end of the continent to the other. These must be
chiefly, if not wholly, effects of the unsteadiness and
injustice with which a factious spirit has tainted our public
administrations.
By a faction, I understand a number of citizens, whether
amounting to a majority or a minority of the whole, who are
united and actuated by some common impulse of passion, or of
interest, adversed to the rights of other citizens, or to the
permanent and aggregate interests of the community.
There are two methods of curing the mischiefs of faction: the
one, by removing its causes; the other, by controlling its
effects.
There are again two methods of removing the causes of faction:
the one, by destroying the liberty which is essential to its
existence; the other, by giving to every citizen the same
opinions, the same passions, and the same interests.
It could never be more truly said than of the first remedy, that
it was worse than the disease. Liberty is to faction what air is
to fire, an aliment without which it instantly expires. But it
could not be less folly to abolish liberty, which is essential
to political life, because it nourishes faction, than it would
be to wish the annihilation of air, which is essential to animal
life, because it imparts to fire its destructive agency.
The second expedient is as impracticable as the first would be
unwise. As long as the reason of man continues fallible, and he
is at liberty to exercise it, different opinions will be formed.
As long as the connection subsists between his reason and his
self-love, his opinions and his passions will have a reciprocal
influence on each other; and the former will be objects to which
the latter will attach themselves. The diversity in the
faculties of men, from which the rights of property originate,
is not less an insuperable obstacle to a uniformity of
interests. The protection of these faculties is the first object
of government. From the protection of different and unequal
faculties of acquiring property, the possession of different
degrees and kinds of property immediately results; and from the
influence of these on the sentiments and views of the respective
proprietors, ensues a division of the society into different
interests and parties.
The latent causes of faction are thus sown in the nature of man;
and we see them everywhere brought into different degrees of
activity, according to the different circumstances of civil
society. A zeal for different opinions concerning religion,
concerning government, and many other points, as well of
speculation as of practice; an attachment to different leaders
ambitiously contending for pre-eminence and power; or to persons
of other descriptions whose fortunes have been interesting to
the human passions, have, in turn, divided mankind into parties,
inflamed them with mutual animosity, and rendered them much more
disposed to vex and oppress each other than to co-operate for
their common good. So strong is this propensity of mankind to
fall into mutual animosities, that where no substantial occasion
presents itself, the most frivolous and fanciful distinctions
have been sufficient to kindle their unfriendly passions and
excite their most violent conflicts. But the most common and
durable source of factions has been the various and unequal
distribution of property. Those who hold and those who are
without property have ever formed distinct interests in society.
Those who are creditors, and those who are debtors, fall under a
like discrimination. A landed interest, a manufacturing
interest, a mercantile interest, a moneyed interest, with many
lesser interests, grow up of necessity in civilized nations, and
divide them into different classes, actuated by different
sentiments and views. The regulation of these various and
interfering interests forms the principal task of modern
legislation, and involves the spirit of party and faction in the
necessary and ordinary operations of the government.
No man is allowed to be a judge in his own cause, because his
interest would certainly bias his judgment, and, not improbably,
corrupt his integrity. With equal, nay with greater reason, a
body of men are unfit to be both judges and parties at the same
time; yet what are many of the most important acts of
legislation, but so many judicial determinations, not indeed
concerning the rights of single persons, but concerning the
rights of large bodies of citizens? And what are the different
classes of legislators but advocates and parties to the causes
which they determine? Is a law proposed concerning private
debts? It is a question to which the creditors are parties on
one side and the debtors on the other. Justice ought to hold the
balance between them. Yet the parties are, and must be,
themselves the judges; and the most numerous party, or, in other
words, the most powerful faction must be expected to prevail.
Shall domestic manufactures be encouraged, and in what degree,
by restrictions on foreign manufactures? are questions which
would be differently decided by the landed and the manufacturing
classes, and probably by neither with a sole regard to justice
and the public good. The apportionment of taxes on the various
descriptions of property is an act which seems to require the
most exact impartiality; yet there is, perhaps, no legislative
act in which greater opportunity and temptation are given to a
predominant party to trample on the rules of justice. Every
shilling with which they overburden the inferior number, is a
shilling saved to their own pockets.
It is in vain to say that enlightened statesmen will be able to
adjust these clashing interests, and render them all subservient
to the public good. Enlightened statesmen will not always be at
the helm. Nor, in many cases, can such an adjustment be made at
all without taking into view indirect and remote considerations,
which will rarely prevail over the immediate interest which one
party may find in disregarding the rights of another or the good
of the whole.
The inference to which we are brought is, that the CAUSES of
faction cannot be removed, and that relief is only to be sought
in the means of controlling its EFFECTS.
If a faction consists of less than a majority, relief is
supplied by the republican principle, which enables the majority
to defeat its sinister views by regular vote. It may clog the
administration, it may convulse the society; but it will be
unable to execute and mask its violence under the forms of the
Constitution. When a majority is included in a faction, the form
of popular government, on the other hand, enables it to
sacrifice to its ruling passion or interest both the public good
and the rights of other citizens. To secure the public good and
private rights against the danger of such a faction, and at the
same time to preserve the spirit and the form of popular
government, is then the great object to which our inquiries are
directed. Let me add that it is the great desideratum by which
this form of government can be rescued from the opprobrium under
which it has so long labored, and be recommended to the esteem
and adoption of mankind.
By what means is this object attainable? Evidently by one of two
only. Either the existence of the same passion or interest in a
majority at the same time must be prevented, or the majority,
having such coexistent passion or interest, must be rendered, by
their number and local situation, unable to concert and carry
into effect schemes of oppression. If the impulse and the
opportunity be suffered to coincide, we well know that neither
moral nor religious motives can be relied on as an adequate
control. They are not found to be such on the injustice and
violence of individuals, and lose their efficacy in proportion
to the number combined together, that is, in proportion as their
efficacy becomes needful.
From this view of the subject it may be concluded that a pure
democracy, by which I mean a society consisting of a small
number of citizens, who assemble and administer the government
in person, can admit of no cure for the mischiefs of faction. A
common passion or interest will, in almost every case, be felt
by a majority of the whole; a communication and concert result
from the form of government itself; and there is nothing to
check the inducements to sacrifice the weaker party or an
obnoxious individual. Hence it is that such democracies have
ever been spectacles of turbulence and contention; have ever
been found incompatible with personal security or the rights of
property; and have in general been as short in their lives as
they have been violent in their deaths. Theoretic politicians,
who have patronized this species of government, have erroneously
supposed that by reducing mankind to a perfect equality in their
political rights, they would, at the same time, be perfectly
equalized and assimilated in their possessions, their opinions,
and their passions.
A republic, by which I mean a government in which the scheme of
representation takes place, opens a different prospect, and
promises the cure for which we are seeking. Let us examine the
points in which it varies from pure democracy, and we shall
comprehend both the nature of the cure and the efficacy which it
must derive from the Union.
The two great points of difference between a democracy and a
republic are: first, the delegation of the government, in the
latter, to a small number of citizens elected by the rest;
secondly, the greater number of citizens, and greater sphere of
country, over which the latter may be extended.
The effect of the first difference is, on the one hand, to
refine and enlarge the public views, by passing them through the
medium of a chosen body of citizens, whose wisdom may best
discern the true interest of their country, and whose patriotism
and love of justice will be least likely to sacrifice it to
temporary or partial considerations. Under such a regulation, it
may well happen that the public voice, pronounced by the
representatives of the people, will be more consonant to the
public good than if pronounced by the people themselves,
convened for the purpose. On the other hand, the effect may be
inverted. Men of factious tempers, of local prejudices, or of
sinister designs, may, by intrigue, by corruption, or by other
means, first obtain the suffrages, and then betray the
interests, of the people. The question resulting is, whether
small or extensive republics are more favorable to the election
of proper guardians of the public weal; and it is clearly
decided in favor of the latter by two obvious considerations:
In the first place, it is to be remarked that, however small the
republic may be, the representatives must be raised to a certain
number, in order to guard against the cabals of a few; and that,
however large it may be, they must be limited to a certain
number, in order to guard against the confusion of a multitude.
Hence, the number of representatives in the two cases not being
in proportion to that of the two constituents, and being
proportionally greater in the small republic, it follows that,
if the proportion of fit characters be not less in the large
than in the small republic, the former will present a greater
option, and consequently a greater probability of a fit choice.
In the next place, as each representative will be chosen by a
greater number of citizens in the large than in the small
republic, it will be more difficult for unworthy candidates to
practice with success the vicious arts by which elections are
too often carried; and the suffrages of the people being more
free, will be more likely to centre in men who possess the most
attractive merit and the most diffusive and established
characters.
It must be confessed that in this, as in most other cases, there
is a mean, on both sides of which inconveniences will be found
to lie. By enlarging too much the number of electors, you render
the representatives too little acquainted with all their local
circumstances and lesser interests; as by reducing it too much,
you render him unduly attached to these, and too little fit to
comprehend and pursue great and national objects. The federal
Constitution forms a happy combination in this respect; the
great and aggregate interests being referred to the national,
the local and particular to the State legislatures.
The other point of difference is, the greater number of citizens
and extent of territory which may be brought within the compass
of republican than of democratic government; and it is this
circumstance principally which renders factious combinations
less to be dreaded in the former than in the latter. The smaller
the society, the fewer probably will be the distinct parties and
interests composing it; the fewer the distinct parties and
interests, the more frequently will a majority be found of the
same party; and the smaller the number of individuals composing
a majority, and the smaller the compass within which they are
placed, the more easily will they concert and execute their
plans of oppression. Extend the sphere, and you take in a
greater variety of parties and interests; you make it less
probable that a majority of the whole will have a common motive
to invade the rights of other citizens; or if such a common
motive exists, it will be more difficult for all who feel it to
discover their own strength, and to act in unison with each
other. Besides other impediments, it may be remarked that, where
there is a consciousness of unjust or dishonorable purposes,
communication is always checked by distrust in proportion to the
number whose concurrence is necessary.
Hence, it clearly appears, that the same advantage which a
republic has over a democracy, in controlling the effects of
faction, is enjoyed by a large over a small republic,--is
enjoyed by the Union over the States composing it. Does the
advantage consist in the substitution of representatives whose
enlightened views and virtuous sentiments render them superior
to local prejudices and schemes of injustice? It will not be
denied that the representation of the Union will be most likely
to possess these requisite endowments. Does it consist in the
greater security afforded by a greater variety of parties,
against the event of any one party being able to outnumber and
oppress the rest? In an equal degree does the increased variety
of parties comprised within the Union, increase this security.
Does it, in fine, consist in the greater obstacles opposed to
the concert and accomplishment of the secret wishes of an unjust
and interested majority? Here, again, the extent of the Union
gives it the most palpable advantage.
The influence of factious leaders may kindle a flame within
their particular States, but will be unable to spread a general
conflagration through the other States. A religious sect may
degenerate into a political faction in a part of the
Confederacy; but the variety of sects dispersed over the entire
face of it must secure the national councils against any danger
from that source. A rage for paper money, for an abolition of
debts, for an equal division of property, or for any other
improper or wicked project, will be less apt to pervade the
whole body of the Union than a particular member of it; in the
same proportion as such a malady is more likely to taint a
particular county or district, than an entire State.
In the extent and proper structure of the Union, therefore, we
behold a republican remedy for the diseases most incident to
republican government. And according to the degree of pleasure
and pride we feel in being republicans, ought to be our zeal in
cherishing the spirit and supporting the character of
Federalists.
PUBLIUS. |
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