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Federalist
No. 16
The Same Subject Continued:
The Insufficiency of the Present Confederation to
Preserve the Union
From the New York Packet. Tuesday, December 4, 1787. |
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Author: Alexander Hamilton
To the People of the State of New York:
THE tendency of the principle of legislation for States, or
communities, in their political capacities, as it has been
exemplified by the experiment we have made of it, is equally
attested by the events which have befallen all other governments
of the confederate kind, of which we have any account, in exact
proportion to its prevalence in those systems. The confirmations
of this fact will be worthy of a distinct and particular
examination. I shall content myself with barely observing here,
that of all the confederacies of antiquity, which history has
handed down to us, the Lycian and Achaean leagues, as far as
there remain vestiges of them, appear to have been most free
from the fetters of that mistaken principle, and were
accordingly those which have best deserved, and have most
liberally received, the applauding suffrages of political
writers.
This exceptionable principle may, as truly as emphatically, be
styled the parent of anarchy: It has been seen that
delinquencies in the members of the Union are its natural and
necessary offspring; and that whenever they happen, the only
constitutional remedy is force, and the immediate effect of the
use of it, civil war.
It remains to inquire how far so odious an engine of government,
in its application to us, would even be capable of answering its
end. If there should not be a large army constantly at the
disposal of the national government it would either not be able
to employ force at all, or, when this could be done, it would
amount to a war between parts of the Confederacy concerning the
infractions of a league, in which the strongest combination
would be most likely to prevail, whether it consisted of those
who supported or of those who resisted the general authority. It
would rarely happen that the delinquency to be redressed would
be confined to a single member, and if there were more than one
who had neglected their duty, similarity of situation would
induce them to unite for common defense. Independent of this
motive of sympathy, if a large and influential State should
happen to be the aggressing member, it would commonly have
weight enough with its neighbors to win over some of them as
associates to its cause. Specious arguments of danger to the
common liberty could easily be contrived; plausible excuses for
the deficiencies of the party could, without difficulty, be
invented to alarm the apprehensions, inflame the passions, and
conciliate the good-will, even of those States which were not
chargeable with any violation or omission of duty. This would be
the more likely to take place, as the delinquencies of the
larger members might be expected sometimes to proceed from an
ambitious premeditation in their rulers, with a view to getting
rid of all external control upon their designs of personal
aggrandizement; the better to effect which it is presumable they
would tamper beforehand with leading individuals in the adjacent
States. If associates could not be found at home, recourse would
be had to the aid of foreign powers, who would seldom be
disinclined to encouraging the dissensions of a Confederacy,
from the firm union of which they had so much to fear. When the
sword is once drawn, the passions of men observe no bounds of
moderation. The suggestions of wounded pride, the instigations
of irritated resentment, would be apt to carry the States
against which the arms of the Union were exerted, to any
extremes necessary to avenge the affront or to avoid the
disgrace of submission. The first war of this kind would
probably terminate in a dissolution of the Union.
This may be considered as the violent death of the Confederacy.
Its more natural death is what we now seem to be on the point of
experiencing, if the federal system be not speedily renovated in
a more substantial form. It is not probable, considering the
genius of this country, that the complying States would often be
inclined to support the authority of the Union by engaging in a
war against the non-complying States. They would always be more
ready to pursue the milder course of putting themselves upon an
equal footing with the delinquent members by an imitation of
their example. And the guilt of all would thus become the
security of all. Our past experience has exhibited the operation
of this spirit in its full light. There would, in fact, be an
insuperable difficulty in ascertaining when force could with
propriety be employed. In the article of pecuniary contribution,
which would be the most usual source of delinquency, it would
often be impossible to decide whether it had proceeded from
disinclination or inability. The pretense of the latter would
always be at hand. And the case must be very flagrant in which
its fallacy could be detected with sufficient certainty to
justify the harsh expedient of compulsion. It is easy to see
that this problem alone, as often as it should occur, would open
a wide field for the exercise of factious views, of partiality,
and of oppression, in the majority that happened to prevail in
the national council.
It seems to require no pains to prove that the States ought not
to prefer a national Constitution which could only be kept in
motion by the instrumentality of a large army continually on
foot to execute the ordinary requisitions or decrees of the
government. And yet this is the plain alternative involved by
those who wish to deny it the power of extending its operations
to individuals. Such a scheme, if practicable at all, would
instantly degenerate into a military despotism; but it will be
found in every light impracticable. The resources of the Union
would not be equal to the maintenance of an army considerable
enough to confine the larger States within the limits of their
duty; nor would the means ever be furnished of forming such an
army in the first instance. Whoever considers the populousness
and strength of several of these States singly at the present
juncture, and looks forward to what they will become, even at
the distance of half a century, will at once dismiss as idle and
visionary any scheme which aims at regulating their movements by
laws to operate upon them in their collective capacities, and to
be executed by a coercion applicable to them in the same
capacities. A project of this kind is little less romantic than
the monster-taming spirit which is attributed to the fabulous
heroes and demi-gods of antiquity.
Even in those confederacies which have been composed of members
smaller than many of our counties, the principle of legislation
for sovereign States, supported by military coercion, has never
been found effectual. It has rarely been attempted to be
employed, but against the weaker members; and in most instances
attempts to coerce the refractory and disobedient have been the
signals of bloody wars, in which one half of the confederacy has
displayed its banners against the other half.
The result of these observations to an intelligent mind must be
clearly this, that if it be possible at any rate to construct a
federal government capable of regulating the common concerns and
preserving the general tranquillity, it must be founded, as to
the objects committed to its care, upon the reverse of the
principle contended for by the opponents of the proposed
Constitution. It must carry its agency to the persons of the
citizens. It must stand in need of no intermediate legislations;
but must itself be empowered to employ the arm of the ordinary
magistrate to execute its own resolutions. The majesty of the
national authority must be manifested through the medium of the
courts of justice. The government of the Union, like that of
each State, must be able to address itself immediately to the
hopes and fears of individuals; and to attract to its support
those passions which have the strongest influence upon the human
heart. It must, in short, possess all the means, and have aright
to resort to all the methods, of executing the powers with which
it is intrusted, that are possessed and exercised by the
government of the particular States.
To this reasoning it may perhaps be objected, that if any State
should be disaffected to the authority of the Union, it could at
any time obstruct the execution of its laws, and bring the
matter to the same issue of force, with the necessity of which
the opposite scheme is reproached.
The pausibility of this objection will vanish the moment we
advert to the essential difference between a mere NON-COMPLIANCE
and a DIRECT and ACTIVE RESISTANCE. If the interposition of the
State legislatures be necessary to give effect to a measure of
the Union, they have only NOT TO ACT, or to ACT EVASIVELY, and
the measure is defeated. This neglect of duty may be disguised
under affected but unsubstantial provisions, so as not to
appear, and of course not to excite any alarm in the people for
the safety of the Constitution. The State leaders may even make
a merit of their surreptitious invasions of it on the ground of
some temporary convenience, exemption, or advantage.
But if the execution of the laws of the national government
should not require the intervention of the State legislatures,
if they were to pass into immediate operation upon the citizens
themselves, the particular governments could not interrupt their
progress without an open and violent exertion of an
unconstitutional power. No omissions nor evasions would answer
the end. They would be obliged to act, and in such a manner as
would leave no doubt that they had encroached on the national
rights. An experiment of this nature would always be hazardous
in the face of a constitution in any degree competent to its own
defense, and of a people enlightened enough to distinguish
between a legal exercise and an illegal usurpation of authority.
The success of it would require not merely a factious majority
in the legislature, but the concurrence of the courts of justice
and of the body of the people. If the judges were not embarked
in a conspiracy with the legislature, they would pronounce the
resolutions of such a majority to be contrary to the supreme law
of the land, unconstitutional, and void. If the people were not
tainted with the spirit of their State representatives, they, as
the natural guardians of the Constitution, would throw their
weight into the national scale and give it a decided
preponderancy in the contest. Attempts of this kind would not
often be made with levity or rashness, because they could seldom
be made without danger to the authors, unless in cases of a
tyrannical exercise of the federal authority.
If opposition to the national government should arise from the
disorderly conduct of refractory or seditious individuals, it
could be overcome by the same means which are daily employed
against the same evil under the State governments. The
magistracy, being equally the ministers of the law of the land,
from whatever source it might emanate, would doubtless be as
ready to guard the national as the local regulations from the
inroads of private licentiousness. As to those partial
commotions and insurrections, which sometimes disquiet society,
from the intrigues of an inconsiderable faction, or from sudden
or occasional illhumors that do not infect the great body of the
community the general government could command more extensive
resources for the suppression of disturbances of that kind than
would be in the power of any single member. And as to those
mortal feuds which, in certain conjunctures, spread a
conflagration through a whole nation, or through a very large
proportion of it, proceeding either from weighty causes of
discontent given by the government or from the contagion of some
violent popular paroxysm, they do not fall within any ordinary
rules of calculation. When they happen, they commonly amount to
revolutions and dismemberments of empire. No form of government
can always either avoid or control them. It is in vain to hope
to guard against events too mighty for human foresight or
precaution, and it would be idle to object to a government
because it could not perform impossibilities.
PUBLIUS. |
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