Authors: Alexander Hamilton and James Madison
To the People of the State of New York:
THE examples of ancient confederacies, cited in my last paper, have not
exhausted the source of experimental instruction on this subject. There are
existing institutions, founded on a similar principle, which merit particular
consideration. The first which presents itself is the Germanic body.
In the early ages of Christianity, Germany was occupied by seven distinct
nations, who had no common chief. The Franks, one of the number, having
conquered the Gauls, established the kingdom which has taken its name from them.
In the ninth century Charlemagne, its warlike monarch, carried his victorious
arms in every direction; and Germany became a part of his vast dominions. On the
dismemberment, which took place under his sons, this part was erected into a
separate and independent empire. Charlemagne and his immediate descendants
possessed the reality, as well as the ensigns and dignity of imperial power. But
the principal vassals, whose fiefs had become hereditary, and who composed the
national diets which Charlemagne had not abolished, gradually threw off the yoke
and advanced to sovereign jurisdiction and independence. The force of imperial
sovereignty was insufficient to restrain such powerful dependants; or to
preserve the unity and tranquillity of the empire. The most furious private
wars, accompanied with every species of calamity, were carried on between the
different princes and states. The imperial authority, unable to maintain the
public order, declined by degrees till it was almost extinct in the anarchy,
which agitated the long interval between the death of the last emperor of the
Suabian, and the accession of the first emperor of the Austrian lines. In the
eleventh century the emperors enjoyed full sovereignty: In the fifteenth they
had little more than the symbols and decorations of power.
Out of this feudal system, which has itself many of the important features of a
confederacy, has grown the federal system which constitutes the Germanic empire.
Its powers are vested in a diet representing the component members of the
confederacy; in the emperor, who is the executive magistrate, with a negative on
the decrees of the diet; and in the imperial chamber and the aulic council, two
judiciary tribunals having supreme jurisdiction in controversies which concern
the empire, or which happen among its members.
The diet possesses the general power of legislating for the empire; of making
war and peace; contracting alliances; assessing quotas of troops and money;
constructing fortresses; regulating coin; admitting new members; and subjecting
disobedient members to the ban of the empire, by which the party is degraded
from his sovereign rights and his possessions forfeited. The members of the
confederacy are expressly restricted from entering into compacts prejudicial to
the empire; from imposing tolls and duties on their mutual intercourse, without
the consent of the emperor and diet; from altering the value of money; from
doing injustice to one another; or from affording assistance or retreat to
disturbers of the public peace. And the ban is denounced against such as shall
violate any of these restrictions. The members of the diet, as such, are subject
in all cases to be judged by the emperor and diet, and in their private
capacities by the aulic council and imperial chamber.
The prerogatives of the emperor are numerous. The most important of them are:
his exclusive right to make propositions to the diet; to negative its
resolutions; to name ambassadors; to confer dignities and titles; to fill vacant
electorates; to found universities; to grant privileges not injurious to the
states of the empire; to receive and apply the public revenues; and generally to
watch over the public safety. In certain cases, the electors form a council to
him. In quality of emperor, he possesses no territory within the empire, nor
receives any revenue for his support. But his revenue and dominions, in other
qualities, constitute him one of the most powerful princes in Europe.
From such a parade of constitutional powers, in the representatives and head of
this confederacy, the natural supposition would be, that it must form an
exception to the general character which belongs to its kindred systems. Nothing
would be further from the reality. The fundamental principle on which it rests,
that the empire is a community of sovereigns, that the diet is a representation
of sovereigns and that the laws are addressed to sovereigns, renders the empire
a nerveless body, incapable of regulating its own members, insecure against
external dangers, and agitated with unceasing fermentations in its own bowels.
The history of Germany is a history of wars between the emperor and the princes
and states; of wars among the princes and states themselves; of the
licentiousness of the strong, and the oppression of the weak; of foreign
intrusions, and foreign intrigues; of requisitions of men and money disregarded,
or partially complied with; of attempts to enforce them, altogether abortive, or
attended with slaughter and desolation, involving the innocent with the guilty;
of general inbecility, confusion, and misery.
In the sixteenth century, the emperor, with one part of the empire on his side,
was seen engaged against the other princes and states. In one of the conflicts,
the emperor himself was put to flight, and very near being made prisoner by the
elector of Saxony. The late king of Prussia was more than once pitted against
his imperial sovereign; and commonly proved an overmatch for him. Controversies
and wars among the members themselves have been so common, that the German
annals are crowded with the bloody pages which describe them. Previous to the
peace of Westphalia, Germany was desolated by a war of thirty years, in which
the emperor, with one half of the empire, was on one side, and Sweden, with the
other half, on the opposite side. Peace was at length negotiated, and dictated
by foreign powers; and the articles of it, to which foreign powers are parties,
made a fundamental part of the Germanic constitution.
If the nation happens, on any emergency, to be more united by the necessity of
self-defense, its situation is still deplorable. Military preparations must be
preceded by so many tedious discussions, arising from the jealousies, pride,
separate views, and clashing pretensions of sovereign bodies, that before the
diet can settle the arrangements, the enemy are in the field; and before the
federal troops are ready to take it, are retiring into winter quarters.
The small body of national troops, which has been judged necessary in time of
peace, is defectively kept up, badly paid, infected with local prejudices, and
supported by irregular and disproportionate contributions to the treasury.
The impossibility of maintaining order and dispensing justice among these
sovereign subjects, produced the experiment of dividing the empire into nine or
ten circles or districts; of giving them an interior organization, and of
charging them with the military execution of the laws against delinquent and
contumacious members. This experiment has only served to demonstrate more fully
the radical vice of the constitution. Each circle is the miniature picture of
the deformities of this political monster. They either fail to execute their
commissions, or they do it with all the devastation and carnage of civil war.
Sometimes whole circles are defaulters; and then they increase the mischief
which they were instituted to remedy.
We may form some judgment of this scheme of military coercion from a sample
given by Thuanus. In Donawerth, a free and imperial city of the circle of Suabia,
the Abb 300 de St. Croix enjoyed certain immunities which had been reserved to
him. In the exercise of these, on some public occasions, outrages were committed
on him by the people of the city. The consequence was that the city was put
under the ban of the empire, and the Duke of Bavaria, though director of another
circle, obtained an appointment to enforce it. He soon appeared before the city
with a corps of ten thousand troops, and finding it a fit occasion, as he had
secretly intended from the beginning, to revive an antiquated claim, on the
pretext that his ancestors had suffered the place to be dismembered from his
territory, he took possession of it in his own name, disarmed, and punished the
inhabitants, and reannexed the city to his domains.
It may be asked, perhaps, what has so long kept this disjointed machine from
falling entirely to pieces? The answer is obvious: The weakness of most of the
members, who are unwilling to expose themselves to the mercy of foreign powers;
the weakness of most of the principal members, compared with the formidable
powers all around them; the vast weight and influence which the emperor derives
from his separate and heriditary dominions; and the interest he feels in
preserving a system with which his family pride is connected, and which
constitutes him the first prince in Europe; --these causes support a feeble and
precarious Union; whilst the repellant quality, incident to the nature of
sovereignty, and which time continually strengthens, prevents any reform
whatever, founded on a proper consolidation. Nor is it to be imagined, if this
obstacle could be surmounted, that the neighboring powers would suffer a
revolution to take place which would give to the empire the force and
preeminence to which it is entitled. Foreign nations have long considered
themselves as interested in the changes made by events in this constitution; and
have, on various occasions, betrayed their policy of perpetuating its anarchy
and weakness.
If more direct examples were wanting, Poland, as a government over local
sovereigns, might not improperly be taken notice of. Nor could any proof more
striking be given of the calamities flowing from such institutions. Equally
unfit for self-government and self-defense, it has long been at the mercy of its
powerful neighbors; who have lately had the mercy to disburden it of one third
of its people and territories.
The connection among the Swiss cantons scarcely amounts to a confederacy; though
it is sometimes cited as an instance of the stability of such institutions.
They have no common treasury; no common troops even in war; no common coin; no
common judicatory; nor any other common mark of sovereignty.
They are kept together by the peculiarity of their topographical position; by
their individual weakness and insignificancy; by the fear of powerful neighbors,
to one of which they were formerly subject; by the few sources of contention
among a people of such simple and homogeneous manners; by their joint interest
in their dependent possessions; by the mutual aid they stand in need of, for
suppressing insurrections and rebellions, an aid expressly stipulated and often
required and afforded; and by the necessity of some regular and permanent
provision for accomodating disputes among the cantons. The provision is, that
the parties at variance shall each choose four judges out of the neutral
cantons, who, in case of disagreement, choose an umpire. This tribunal, under an
oath of impartiality, pronounces definitive sentence, which all the cantons are
bound to enforce. The competency of this regulation may be estimated by a clause
in their treaty of 1683, with Victor Amadeus of Savoy; in which he obliges
himself to interpose as mediator in disputes between the cantons, and to employ
force, if necessary, against the contumacious party.
So far as the peculiarity of their case will admit of comparison with that of
the United States, it serves to confirm the principle intended to be
established. Whatever efficacy the union may have had in ordinary cases, it
appears that the moment a cause of difference sprang up, capable of trying its
strength, it failed. The controversies on the subject of religion, which in
three instances have kindled violent and bloody contests, may be said, in fact,
to have severed the league. The Protestant and Catholic cantons have since had
their separate diets, where all the most important concerns are adjusted, and
which have left the general diet little other business than to take care of the
common bailages.
That separation had another consequence, which merits attention. It produced
opposite alliances with foreign powers: of Berne, at the head of the Protestant
association, with the United Provinces; and of Luzerne, at the head of the
Catholic association, with France.
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