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Federalist
No. 38
The Same Subject Continued,
and the Incoherence of the Objections to the New Plan
Exposed
From the New York Packet. Tuesday, January 15, 1788. |
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Author: James Madison
To the People of the State of New York:
IT IS not a little remarkable that in every case reported by
ancient history, in which government has been established with
deliberation and consent, the task of framing it has not been
committed to an assembly of men, but has been performed by some
individual citizen of preeminent wisdom and approved integrity.
Minos, we learn, was the primitive founder of the government of
Crete, as Zaleucus was of that of the Locrians. Theseus first,
and after him Draco and Solon, instituted the government of
Athens. Lycurgus was the lawgiver of Sparta. The foundation of
the original government of Rome was laid by Romulus, and the
work completed by two of his elective successors, Numa and
Tullius Hostilius. On the abolition of royalty the consular
administration was substituted by Brutus, who stepped forward
with a project for such a reform, which, he alleged, had been
prepared by Tullius Hostilius, and to which his address obtained
the assent and ratification of the senate and people. This
remark is applicable to confederate governments also.
Amphictyon, we are told, was the author of that which bore his
name. The Achaean league received its first birth from Achaeus,
and its second from Aratus.
What degree of agency these reputed lawgivers might have in
their respective establishments, or how far they might be
clothed with the legitimate authority of the people, cannot in
every instance be ascertained. In some, however, the proceeding
was strictly regular. Draco appears to have been intrusted by
the people of Athens with indefinite powers to reform its
government and laws. And Solon, according to Plutarch, was in a
manner compelled, by the universal suffrage of his
fellow-citizens, to take upon him the sole and absolute power of
new-modeling the constitution. The proceedings under Lycurgus
were less regular; but as far as the advocates for a regular
reform could prevail, they all turned their eyes towards the
single efforts of that celebrated patriot and sage, instead of
seeking to bring about a revolution by the intervention of a
deliberative body of citizens.
Whence could it have proceeded, that a people, jealous as the
Greeks were of their liberty, should so far abandon the rules of
caution as to place their destiny in the hands of a single
citizen? Whence could it have proceeded, that the Athenians, a
people who would not suffer an army to be commanded by fewer
than ten generals, and who required no other proof of danger to
their liberties than the illustrious merit of a fellow-citizen,
should consider one illustrious citizen as a more eligible
depositary of the fortunes of themselves and their posterity,
than a select body of citizens, from whose common deliberations
more wisdom, as well as more safety, might have been expected?
These questions cannot be fully answered, without supposing that
the fears of discord and disunion among a number of counsellors
exceeded the apprehension of treachery or incapacity in a single
individual. History informs us, likewise, of the difficulties
with which these celebrated reformers had to contend, as well as
the expedients which they were obliged to employ in order to
carry their reforms into effect. Solon, who seems to have
indulged a more temporizing policy, confessed that he had not
given to his countrymen the government best suited to their
happiness, but most tolerable to their prejudices. And Lycurgus,
more true to his object, was under the necessity of mixing a
portion of violence with the authority of superstition, and of
securing his final success by a voluntary renunciation, first of
his country, and then of his life. If these lessons teach us, on
one hand, to admire the improvement made by America on the
ancient mode of preparing and establishing regular plans of
government, they serve not less, on the other, to admonish us of
the hazards and difficulties incident to such experiments, and
of the great imprudence of unnecessarily multiplying them.
Is it an unreasonable conjecture, that the errors which may be
contained in the plan of the convention are such as have
resulted rather from the defect of antecedent experience on this
complicated and difficult subject, than from a want of accuracy
or care in the investigation of it; and, consequently such as
will not be ascertained until an actual trial shall have pointed
them out? This conjecture is rendered probable, not only by many
considerations of a general nature, but by the particular case
of the Articles of Confederation. It is observable that among
the numerous objections and amendments suggested by the several
States, when these articles were submitted for their
ratification, not one is found which alludes to the great and
radical error which on actual trial has discovered itself. And
if we except the observations which New Jersey was led to make,
rather by her local situation, than by her peculiar foresight,
it may be questioned whether a single suggestion was of
sufficient moment to justify a revision of the system. There is
abundant reason, nevertheless, to suppose that immaterial as
these objections were, they would have been adhered to with a
very dangerous inflexibility, in some States, had not a zeal for
their opinions and supposed interests been stifled by the more
powerful sentiment of selfpreservation. One State, we may
remember, persisted for several years in refusing her
concurrence, although the enemy remained the whole period at our
gates, or rather in the very bowels of our country. Nor was her
pliancy in the end effected by a less motive, than the fear of
being chargeable with protracting the public calamities, and
endangering the event of the contest. Every candid reader will
make the proper reflections on these important facts.
A patient who finds his disorder daily growing worse, and that
an efficacious remedy can no longer be delayed without extreme
danger, after coolly revolving his situation, and the characters
of different physicians, selects and calls in such of them as he
judges most capable of administering relief, and best entitled
to his confidence. The physicians attend; the case of the
patient is carefully examined; a consultation is held; they are
unanimously agreed that the symptoms are critical, but that the
case, with proper and timely relief, is so far from being
desperate, that it may be made to issue in an improvement of his
constitution. They are equally unanimous in prescribing the
remedy, by which this happy effect is to be produced. The
prescription is no sooner made known, however, than a number of
persons interpose, and, without denying the reality or danger of
the disorder, assure the patient that the prescription will be
poison to his constitution, and forbid him, under pain of
certain death, to make use of it. Might not the patient
reasonably demand, before he ventured to follow this advice,
that the authors of it should at least agree among themselves on
some other remedy to be substituted? And if he found them
differing as much from one another as from his first
counsellors, would he not act prudently in trying the experiment
unanimously recommended by the latter, rather than be hearkening
to those who could neither deny the necessity of a speedy
remedy, nor agree in proposing one?
Such a patient and in such a situation is America at this
moment. She has been sensible of her malady. She has obtained a
regular and unanimous advice from men of her own deliberate
choice. And she is warned by others against following this
advice under pain of the most fatal consequences. Do the
monitors deny the reality of her danger? No. Do they deny the
necessity of some speedy and powerful remedy? No. Are they
agreed, are any two of them agreed, in their objections to the
remedy proposed, or in the proper one to be substituted? Let
them speak for themselves. This one tells us that the proposed
Constitution ought to be rejected, because it is not a
confederation of the States, but a government over individuals.
Another admits that it ought to be a government over individuals
to a certain extent, but by no means to the extent proposed. A
third does not object to the government over individuals, or to
the extent proposed, but to the want of a bill of rights. A
fourth concurs in the absolute necessity of a bill of rights,
but contends that it ought to be declaratory, not of the
personal rights of individuals, but of the rights reserved to
the States in their political capacity. A fifth is of opinion
that a bill of rights of any sort would be superfluous and
misplaced, and that the plan would be unexceptionable but for
the fatal power of regulating the times and places of election.
An objector in a large State exclaims loudly against the
unreasonable equality of representation in the Senate. An
objector in a small State is equally loud against the dangerous
inequality in the House of Representatives. From this quarter,
we are alarmed with the amazing expense, from the number of
persons who are to administer the new government. From another
quarter, and sometimes from the same quarter, on another
occasion, the cry is that the Congress will be but a shadow of a
representation, and that the government would be far less
objectionable if the number and the expense were doubled. A
patriot in a State that does not import or export, discerns
insuperable objections against the power of direct taxation. The
patriotic adversary in a State of great exports and imports, is
not less dissatisfied that the whole burden of taxes may be
thrown on consumption. This politician discovers in the
Constitution a direct and irresistible tendency to monarchy;
that is equally sure it will end in aristocracy. Another is
puzzled to say which of these shapes it will ultimately assume,
but sees clearly it must be one or other of them; whilst a
fourth is not wanting, who with no less confidence affirms that
the Constitution is so far from having a bias towards either of
these dangers, that the weight on that side will not be
sufficient to keep it upright and firm against its opposite
propensities. With another class of adversaries to the
Constitution the language is that the legislative, executive,
and judiciary departments are intermixed in such a manner as to
contradict all the ideas of regular government and all the
requisite precautions in favor of liberty. Whilst this objection
circulates in vague and general expressions, there are but a few
who lend their sanction to it. Let each one come forward with
his particular explanation, and scarce any two are exactly
agreed upon the subject. In the eyes of one the junction of the
Senate with the President in the responsible function of
appointing to offices, instead of vesting this executive power
in the Executive alone, is the vicious part of the organization.
To another, the exclusion of the House of Representatives, whose
numbers alone could be a due security against corruption and
partiality in the exercise of such a power, is equally
obnoxious. With another, the admission of the President into any
share of a power which ever must be a dangerous engine in the
hands of the executive magistrate, is an unpardonable violation
of the maxims of republican jealousy. No part of the
arrangement, according to some, is more inadmissible than the
trial of impeachments by the Senate, which is alternately a
member both of the legislative and executive departments, when
this power so evidently belonged to the judiciary department.
``We concur fully,'' reply others, ``in the objection to this
part of the plan, but we can never agree that a reference of
impeachments to the judiciary authority would be an amendment of
the error. Our principal dislike to the organization arises from
the extensive powers already lodged in that department.'' Even
among the zealous patrons of a council of state the most
irreconcilable variance is discovered concerning the mode in
which it ought to be constituted. The demand of one gentleman
is, that the council should consist of a small number to be
appointed by the most numerous branch of the legislature.
Another would prefer a larger number, and considers it as a
fundamental condition that the appointment should be made by the
President himself.
As it can give no umbrage to the writers against the plan of the
federal Constitution, let us suppose, that as they are the most
zealous, so they are also the most sagacious, of those who think
the late convention were unequal to the task assigned them, and
that a wiser and better plan might and ought to be substituted.
Let us further suppose that their country should concur, both in
this favorable opinion of their merits, and in their unfavorable
opinion of the convention; and should accordingly proceed to
form them into a second convention, with full powers, and for
the express purpose of revising and remoulding the work of the
first. Were the experiment to be seriously made, though it
required some effort to view it seriously even in fiction, I
leave it to be decided by the sample of opinions just exhibited,
whether, with all their enmity to their predecessors, they
would, in any one point, depart so widely from their example, as
in the discord and ferment that would mark their own
deliberations; and whether the Constitution, now before the
public, would not stand as fair a chance for immortality, as
Lycurgus gave to that of Sparta, by making its change to depend
on his own return from exile and death, if it were to be
immediately adopted, and were to continue in force, not until a
BETTER, but until ANOTHER should be agreed upon by this new
assembly of lawgivers.
It is a matter both of wonder and regret, that those who raise
so many objections against the new Constitution should never
call to mind the defects of that which is to be exchanged for
it. It is not necessary that the former should be perfect; it is
sufficient that the latter is more imperfect. No man would
refuse to give brass for silver or gold, because the latter had
some alloy in it. No man would refuse to quit a shattered and
tottering habitation for a firm and commodious building, because
the latter had not a porch to it, or because some of the rooms
might be a little larger or smaller, or the ceilings a little
higher or lower than his fancy would have planned them. But
waiving illustrations of this sort, is it not manifest that most
of the capital objections urged against the new system lie with
tenfold weight against the existing Confederation? Is an
indefinite power to raise money dangerous in the hands of the
federal government? The present Congress can make requisitions
to any amount they please, and the States are constitutionally
bound to furnish them; they can emit bills of credit as long as
they will pay for the paper; they can borrow, both abroad and at
home, as long as a shilling will be lent. Is an indefinite power
to raise troops dangerous? The Confederation gives to Congress
that power also; and they have already begun to make use of it.
Is it improper and unsafe to intermix the different powers of
government in the same body of men? Congress, a single body of
men, are the sole depositary of all the federal powers. Is it
particularly dangerous to give the keys of the treasury, and the
command of the army, into the same hands? The Confederation
places them both in the hands of Congress. Is a bill of rights
essential to liberty? The Confederation has no bill of rights.
Is it an objection against the new Constitution, that it
empowers the Senate, with the concurrence of the Executive, to
make treaties which are to be the laws of the land? The existing
Congress, without any such control, can make treaties which they
themselves have declared, and most of the States have
recognized, to be the supreme law of the land. Is the
importation of slaves permitted by the new Constitution for
twenty years? By the old it is permitted forever.
I shall be told, that however dangerous this mixture of powers
may be in theory, it is rendered harmless by the dependence of
Congress on the State for the means of carrying them into
practice; that however large the mass of powers may be, it is in
fact a lifeless mass. Then, say I, in the first place, that the
Confederation is chargeable with the still greater folly of
declaring certain powers in the federal government to be
absolutely necessary, and at the same time rendering them
absolutely nugatory; and, in the next place, that if the Union
is to continue, and no better government be substituted,
effective powers must either be granted to, or assumed by, the
existing Congress; in either of which events, the contrast just
stated will hold good. But this is not all. Out of this lifeless
mass has already grown an excrescent power, which tends to
realize all the dangers that can be apprehended from a defective
construction of the supreme government of the Union. It is now
no longer a point of speculation and hope, that the Western
territory is a mine of vast wealth to the United States; and
although it is not of such a nature as to extricate them from
their present distresses, or for some time to come, to yield any
regular supplies for the public expenses, yet must it hereafter
be able, under proper management, both to effect a gradual
discharge of the domestic debt, and to furnish, for a certain
period, liberal tributes to the federal treasury. A very large
proportion of this fund has been already surrendered by
individual States; and it may with reason be expected that the
remaining States will not persist in withholding similar proofs
of their equity and generosity. We may calculate, therefore,
that a rich and fertile country, of an area equal to the
inhabited extent of the United States, will soon become a
national stock. Congress have assumed the administration of this
stock. They have begun to render it productive. Congress have
undertaken to do more: they have proceeded to form new States,
to erect temporary governments, to appoint officers for them,
and to prescribe the conditions on which such States shall be
admitted into the Confederacy. All this has been done; and done
without the least color of constitutional authority. Yet no
blame has been whispered; no alarm has been sounded. A GREAT and
INDEPENDENT fund of revenue is passing into the hands of a
SINGLE BODY of men, who can RAISE TROOPS to an INDEFINITE
NUMBER, and appropriate money to their support for an INDEFINITE
PERIOD OF TIME. And yet there are men, who have not only been
silent spectators of this prospect, but who are advocates for
the system which exhibits it; and, at the same time, urge
against the new system the objections which we have heard. Would
they not act with more consistency, in urging the establishment
of the latter, as no less necessary to guard the Union against
the future powers and resources of a body constructed like the
existing Congress, than to save it from the dangers threatened
by the present impotency of that Assembly?
I mean not, by any thing here said, to throw censure on the
measures which have been pursued by Congress. I am sensible they
could not have done otherwise. The public interest, the
necessity of the case, imposed upon them the task of overleaping
their constitutional limits. But is not the fact an alarming
proof of the danger resulting from a government which does not
possess regular powers commensurate to its objects? A
dissolution or usurpation is the dreadful dilemma to which it is
continually exposed.
PUBLIUS. |
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