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Federalist
No. 44
Restrictions on the Authority
of the Several States
From the New York Packet. Friday, January 25, 1788. |
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Author: James Madison
To the People of the State of New York:
A FIFTH class of provisions in favor of the federal authority
consists of the following restrictions on the authority of the
several States:1. ``No State shall enter into any treaty,
alliance, or confederation; grant letters of marque and
reprisal; coin money; emit bills of credit; make any thing but
gold and silver a legal tender in payment of debts; pass any
bill of attainder, ex-post-facto law, or law impairing the
obligation of contracts; or grant any title of nobility. ''The
prohibition against treaties, alliances, and confederations
makes a part of the existing articles of Union; and for reasons
which need no explanation, is copied into the new Constitution.
The prohibition of letters of marque is another part of the old
system, but is somewhat extended in the new. According to the
former, letters of marque could be granted by the States after a
declaration of war; according to the latter, these licenses must
be obtained, as well during war as previous to its declaration,
from the government of the United States. This alteration is
fully justified by the advantage of uniformity in all points
which relate to foreign powers; and of immediate responsibility
to the nation in all those for whose conduct the nation itself
is to be responsible.
The right of coining money, which is here taken from the States,
was left in their hands by the Confederation, as a concurrent
right with that of Congress, under an exception in favor of the
exclusive right of Congress to regulate the alloy and value. In
this instance, also, the new provision is an improvement on the
old. Whilst the alloy and value depended on the general
authority, a right of coinage in the particular States could
have no other effect than to multiply expensive mints and
diversify the forms and weights of the circulating pieces. The
latter inconveniency defeats one purpose for which the power was
originally submitted to the federal head; and as far as the
former might prevent an inconvenient remittance of gold and
silver to the central mint for recoinage, the end can be as well
attained by local mints established under the general authority.
The extension of the prohibition to bills of credit must give
pleasure to every citizen, in proportion to his love of justice
and his knowledge of the true springs of public prosperity. The
loss which America has sustained since the peace, from the
pestilent effects of paper money on the necessary confidence
between man and man, on the necessary confidence in the public
councils, on the industry and morals of the people, and on the
character of republican government, constitutes an enormous debt
against the States chargeable with this unadvised measure, which
must long remain unsatisfied; or rather an accumulation of
guilt, which can be expiated no otherwise than by a voluntary
sacrifice on the altar of justice, of the power which has been
the instrument of it. In addition to these persuasive
considerations, it may be observed, that the same reasons which
show the necessity of denying to the States the power of
regulating coin, prove with equal force that they ought not to
be at liberty to substitute a paper medium in the place of coin.
Had every State a right to regulate the value of its coin, there
might be as many different currencies as States, and thus the
intercourse among them would be impeded; retrospective
alterations in its value might be made, and thus the citizens of
other States be injured, and animosities be kindled among the
States themselves. The subjects of foreign powers might suffer
from the same cause, and hence the Union be discredited and
embroiled by the indiscretion of a single member. No one of
these mischiefs is less incident to a power in the States to
emit paper money, than to coin gold or silver. The power to make
any thing but gold and silver a tender in payment of debts, is
withdrawn from the States, on the same principle with that of
issuing a paper currency. Bills of attainder, ex-post-facto
laws, and laws impairing the obligation of contracts, are
contrary to the first principles of the social compact, and to
every principle of sound legislation. The two former are
expressly prohibited by the declarations prefixed to some of the
State constitutions, and all of them are prohibited by the
spirit and scope of these fundamental charters. Our own
experience has taught us, nevertheless, that additional fences
against these dangers ought not to be omitted. Very properly,
therefore, have the convention added this constitutional bulwark
in favor of personal security and private rights; and I am much
deceived if they have not, in so doing, as faithfully consulted
the genuine sentiments as the undoubted interests of their
constituents. The sober people of America are weary of the
fluctuating policy which has directed the public councils. They
have seen with regret and indignation that sudden changes and
legislative interferences, in cases affecting personal rights,
become jobs in the hands of enterprising and influential
speculators, and snares to the more-industrious and lessinformed
part of the community. They have seen, too, that one legislative
interference is but the first link of a long chain of
repetitions, every subsequent interference being naturally
produced by the effects of the preceding. They very rightly
infer, therefore, that some thorough reform is wanting, which
will banish speculations on public measures, inspire a general
prudence and industry, and give a regular course to the business
of society. The prohibition with respect to titles of nobility
is copied from the articles of Confederation and needs no
comment. 2. ``No State shall, without the consent of the
Congress, lay any imposts or duties on imports or exports,
except what may be absolutely necessary for executing its
inspection laws, and the net produce of all duties and imposts
laid by any State on imports or exports, shall be for the use of
the treasury of the United States; and all such laws shall be
subject to the revision and control of the Congress. No State
shall, without the consent of Congress, lay any duty on tonnage,
keep troops or ships of war in time of peace, enter into any
agreement or compact with another State, or with a foreign
power, or engage in war unless actually invaded, or in such
imminent danger as will not admit of delay. ''The restraint on
the power of the States over imports and exports is enforced by
all the arguments which prove the necessity of submitting the
regulation of trade to the federal councils. It is needless,
therefore, to remark further on this head, than that the manner
in which the restraint is qualified seems well calculated at
once to secure to the States a reasonable discretion in
providing for the conveniency of their imports and exports, and
to the United States a reasonable check against the abuse of
this discretion.
The remaining particulars of this clause fall within reasonings
which are either so obvious, or have been so fully developed,
that they may be passed over without remark. The SIXTH and last
class consists of the several powers and provisions by which
efficacy is given to all the rest. 1. Of these the first is, the
``power to make all laws which shall be necessary and proper for
carrying into execution the foregoing powers, and all other
powers vested by this Constitution in the government of the
United States, or in any department or officer thereof. ''Few
parts of the Constitution have been assailed with more
intemperance than this; yet on a fair investigation of it, no
part can appear more completely invulnerable. Without the
SUBSTANCE of this power, the whole Constitution would be a dead
letter. Those who object to the article, therefore, as a part of
the Constitution, can only mean that the FORM of the provision
is improper. But have they considered whether a better form
could have been substituted? There are four other possible
methods which the Constitution might have taken on this subject.
They might have copied the second article of the existing
Confederation, which would have prohibited the exercise of any
power not EXPRESSLY delegated; they might have attempted a
positive enumeration of the powers comprehended under the
general terms ``necessary and proper''; they might have
attempted a negative enumeration of them, by specifying the
powers excepted from the general definition; they might have
been altogether silent on the subject, leaving these necessary
and proper powers to construction and inference. Had the
convention taken the first method of adopting the second article
of Confederation, it is evident that the new Congress would be
continually exposed, as their predecessors have been, to the
alternative of construing the term ``EXPRESSLY'' with so much
rigor, as to disarm the government of all real authority
whatever, or with so much latitude as to destroy altogether the
force of the restriction.
It would be easy to show, if it were necessary, that no
important power, delegated by the articles of Confederation, has
been or can be executed by Congress, without recurring more or
less to the doctrine of CONSTRUCTION or IMPLICATION. As the
powers delegated under the new system are more extensive, the
government which is to administer it would find itself still
more distressed with the alternative of betraying the public
interests by doing nothing, or of violating the Constitution by
exercising powers indispensably necessary and proper, but, at
the same time, not EXPRESSLY granted. Had the convention
attempted a positive enumeration of the powers necessary and
proper for carrying their other powers into effect, the attempt
would have involved a complete digest of laws on every subject
to which the Constitution relates; accommodated too, not only to
the existing state of things, but to all the possible changes
which futurity may produce; for in every new application of a
general power, the PARTICULAR POWERS, which are the means of
attaining the OBJECT of the general power, must always
necessarily vary with that object, and be often properly varied
whilst the object remains the same.
Had they attempted to enumerate the particular powers or means
not necessary or proper for carrying the general powers into
execution, the task would have been no less chimerical; and
would have been liable to this further objection, that every
defect in the enumeration would have been equivalent to a
positive grant of authority. If, to avoid this consequence, they
had attempted a partial enumeration of the exceptions, and
described the residue by the general terms, NOT NECESSARY OR
PROPER, it must have happened that the enumeration would
comprehend a few of the excepted powers only; that these would
be such as would be least likely to be assumed or tolerated,
because the enumeration would of course select such as would be
least necessary or proper; and that the unnecessary and improper
powers included in the residuum, would be less forcibly
excepted, than if no partial enumeration had been made. Had the
Constitution been silent on this head, there can be no doubt
that all the particular powers requisite as means of executing
the general powers would have resulted to the government, by
unavoidable implication. No axiom is more clearly established in
law, or in reason, than that wherever the end is required, the
means are authorized; wherever a general power to do a thing is
given, every particular power necessary for doing it is
included. Had this last method, therefore, been pursued by the
convention, every objection now urged against their plan would
remain in all its plausibility; and the real inconveniency would
be incurred of not removing a pretext which may be seized on
critical occasions for drawing into question the essential
powers of the Union. If it be asked what is to be the
consequence, in case the Congress shall misconstrue this part of
the Constitution, and exercise powers not warranted by its true
meaning, I answer, the same as if they should misconstrue or
enlarge any other power vested in them; as if the general power
had been reduced to particulars, and any one of these were to be
violated; the same, in short, as if the State legislatures
should violate the irrespective constitutional authorities. In
the first instance, the success of the usurpation will depend on
the executive and judiciary departments, which are to expound
and give effect to the legislative acts; and in the last resort
a remedy must be obtained from the people who can, by the
election of more faithful representatives, annul the acts of the
usurpers. The truth is, that this ultimate redress may be more
confided in against unconstitutional acts of the federal than of
the State legislatures, for this plain reason, that as every
such act of the former will be an invasion of the rights of the
latter, these will be ever ready to mark the innovation, to
sound the alarm to the people, and to exert their local
influence in effecting a change of federal representatives.
There being no such intermediate body between the State
legislatures and the people interested in watching the conduct
of the former, violations of the State constitutions are more
likely to remain unnoticed and unredressed. 2. ``This
Constitution and the laws of the United States which shall be
made in pursuance thereof, and all treaties made, or which shall
be made, under the authority of the United States, shall be the
supreme law of the land, and the judges in every State shall be
bound thereby, any thing in the constitution or laws of any
State to the contrary notwithstanding. ''The indiscreet zeal of
the adversaries to the Constitution has betrayed them into an
attack on this part of it also, without which it would have been
evidently and radically defective. To be fully sensible of this,
we need only suppose for a moment that the supremacy of the
State constitutions had been left complete by a saving clause in
their favor. In the first place, as these constitutions invest
the State legislatures with absolute sovereignty, in all cases
not excepted by the existing articles of Confederation, all the
authorities contained in the proposed Constitution, so far as
they exceed those enumerated in the Confederation, would have
been annulled, and the new Congress would have been reduced to
the same impotent condition with their predecessors. In the next
place, as the constitutions of some of the States do not even
expressly and fully recognize the existing powers of the
Confederacy, an express saving of the supremacy of the former
would, in such States, have brought into question every power
contained in the proposed Constitution. In the third place, as
the constitutions of the States differ much from each other, it
might happen that a treaty or national law, of great and equal
importance to the States, would interfere with some and not with
other constitutions, and would consequently be valid in some of
the States, at the same time that it would have no effect in
others. In fine, the world would have seen, for the first time,
a system of government founded on an inversion of the
fundamental principles of all government; it would have seen the
authority of the whole society every where subordinate to the
authority of the parts; it would have seen a monster, in which
the head was under the direction of the members. 3. ``The
Senators and Representatives, and the members of the several
State legislatures, and all executive and judicial officers,
both of the United States and the several States, shall be bound
by oath or affirmation to support this Constitution. ''It has
been asked why it was thought necessary, that the State
magistracy should be bound to support the federal Constitution,
and unnecessary that a like oath should be imposed on the
officers of the United States, in favor of the State
constitutions. Several reasons might be assigned for the
distinction. I content myself with one, which is obvious and
conclusive. The members of the federal government will have no
agency in carrying the State constitutions into effect. The
members and officers of the State governments, on the contrary,
will have an essential agency in giving effect to the federal
Constitution. The election of the President and Senate will
depend, in all cases, on the legislatures of the several States.
And the election of the House of Representatives will equally
depend on the same authority in the first instance; and will,
probably, forever be conducted by the officers, and according to
the laws, of the States. 4. Among the provisions for giving
efficacy to the federal powers might be added those which belong
to the executive and judiciary departments: but as these are
reserved for particular examination in another place, I pass
them over in this. We have now reviewed, in detail, all the
articles composing the sum or quantity of power delegated by the
proposed Constitution to the federal government, and are brought
to this undeniable conclusion, that no part of the power is
unnecessary or improper for accomplishing the necessary objects
of the Union. The question, therefore, whether this amount of
power shall be granted or not, resolves itself into another
question, whether or not a government commensurate to the
exigencies of the Union shall be established; or, in other
words, whether the Union itself shall be preserved.
PUBLIUS. |
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