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Federalist
No. 78
The Judiciary Department ..... From McLEAN'S Edition,
New York. |
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Author: Alexander Hamilton
To the People of the State of New York:
WE PROCEED now to an examination of the judiciary department of
the proposed government.
In unfolding the defects of the existing Confederation, the
utility and necessity of a federal judicature have been clearly
pointed out. It is the less necessary to recapitulate the
considerations there urged, as the propriety of the institution
in the abstract is not disputed; the only questions which have
been raised being relative to the manner of constituting it, and
to its extent. To these points, therefore, our observations
shall be confined.
The manner of constituting it seems to embrace these several
objects: 1st. The mode of appointing the judges. 2d. The tenure
by which they are to hold their places. 3d. The partition of the
judiciary authority between different courts, and their
relations to each other.
First. As to the mode of appointing the judges; this is the same
with that of appointing the officers of the Union in general,
and has been so fully discussed in the two last numbers, that
nothing can be said here which would not be useless repetition.
Second. As to the tenure by which the judges are to hold their
places; this chiefly concerns their duration in office; the
provisions for their support; the precautions for their
responsibility.
According to the plan of the convention, all judges who may be
appointed by the United States are to hold their offices DURING
GOOD BEHAVIOR; which is conformable to the most approved of the
State constitutions and among the rest, to that of this State.
Its propriety having been drawn into question by the adversaries
of that plan, is no light symptom of the rage for objection,
which disorders their imaginations and judgments. The standard
of good behavior for the continuance in office of the judicial
magistracy, is certainly one of the most valuable of the modern
improvements in the practice of government. In a monarchy it is
an excellent barrier to the despotism of the prince; in a
republic it is a no less excellent barrier to the encroachments
and oppressions of the representative body. And it is the best
expedient which can be devised in any government, to secure a
steady, upright, and impartial administration of the laws.
Whoever attentively considers the different departments of power
must perceive, that, in a government in which they are separated
from each other, the judiciary, from the nature of its
functions, will always be the least dangerous to the political
rights of the Constitution; because it will be least in a
capacity to annoy or injure them. The Executive not only
dispenses the honors, but holds the sword of the community. The
legislature not only commands the purse, but prescribes the
rules by which the duties and rights of every citizen are to be
regulated. The judiciary, on the contrary, has no influence over
either the sword or the purse; no direction either of the
strength or of the wealth of the society; and can take no active
resolution whatever. It may truly be said to have neither FORCE
nor WILL, but merely judgment; and must ultimately depend upon
the aid of the executive arm even for the efficacy of its
judgments.
This simple view of the matter suggests several important
consequences. It proves incontestably, that the judiciary is
beyond comparison the weakest of the three departments of power;
that it can never attack with success either of the other two;
and that all possible care is requisite to enable it to defend
itself against their attacks. It equally proves, that though
individual oppression may now and then proceed from the courts
of justice, the general liberty of the people can never be
endangered from that quarter; I mean so long as the judiciary
remains truly distinct from both the legislature and the
Executive. For I agree, that ``there is no liberty, if the power
of judging be not separated from the legislative and executive
powers.'' And it proves, in the last place, that as liberty can
have nothing to fear from the judiciary alone, but would have
every thing to fear from its union with either of the other
departments; that as all the effects of such a union must ensue
from a dependence of the former on the latter, notwithstanding a
nominal and apparent separation; that as, from the natural
feebleness of the judiciary, it is in continual jeopardy of
being overpowered, awed, or influenced by its co-ordinate
branches; and that as nothing can contribute so much to its
firmness and independence as permanency in office, this quality
may therefore be justly regarded as an indispensable ingredient
in its constitution, and, in a great measure, as the citadel of
the public justice and the public security.
The complete independence of the courts of justice is peculiarly
essential in a limited Constitution. By a limited Constitution,
I understand one which contains certain specified exceptions to
the legislative authority; such, for instance, as that it shall
pass no bills of attainder, no ex-post-facto laws, and the like.
Limitations of this kind can be preserved in practice no other
way than through the medium of courts of justice, whose duty it
must be to declare all acts contrary to the manifest tenor of
the Constitution void. Without this, all the reservations of
particular rights or privileges would amount to nothing.
Some perplexity respecting the rights of the courts to pronounce
legislative acts void, because contrary to the Constitution, has
arisen from an imagination that the doctrine would imply a
superiority of the judiciary to the legislative power. It is
urged that the authority which can declare the acts of another
void, must necessarily be superior to the one whose acts may be
declared void. As this doctrine is of great importance in all
the American constitutions, a brief discussion of the ground on
which it rests cannot be unacceptable.
There is no position which depends on clearer principles, than
that every act of a delegated authority, contrary to the tenor
of the commission under which it is exercised, is void. No
legislative act, therefore, contrary to the Constitution, can be
valid. To deny this, would be to affirm, that the deputy is
greater than his principal; that the servant is above his
master; that the representatives of the people are superior to
the people themselves; that men acting by virtue of powers, may
do not only what their powers do not authorize, but what they
forbid.
If it be said that the legislative body are themselves the
constitutional judges of their own powers, and that the
construction they put upon them is conclusive upon the other
departments, it may be answered, that this cannot be the natural
presumption, where it is not to be collected from any particular
provisions in the Constitution. It is not otherwise to be
supposed, that the Constitution could intend to enable the
representatives of the people to substitute their WILL to that
of their constituents. It is far more rational to suppose, that
the courts were designed to be an intermediate body between the
people and the legislature, in order, among other things, to
keep the latter within the limits assigned to their authority.
The interpretation of the laws is the proper and peculiar
province of the courts. A constitution is, in fact, and must be
regarded by the judges, as a fundamental law. It therefore
belongs to them to ascertain its meaning, as well as the meaning
of any particular act proceeding from the legislative body. If
there should happen to be an irreconcilable variance between the
two, that which has the superior obligation and validity ought,
of course, to be preferred; or, in other words, the Constitution
ought to be preferred to the statute, the intention of the
people to the intention of their agents.
Nor does this conclusion by any means suppose a superiority of
the judicial to the legislative power. It only supposes that the
power of the people is superior to both; and that where the will
of the legislature, declared in its statutes, stands in
opposition to that of the people, declared in the Constitution,
the judges ought to be governed by the latter rather than the
former. They ought to regulate their decisions by the
fundamental laws, rather than by those which are not
fundamental.
This exercise of judicial discretion, in determining between two
contradictory laws, is exemplified in a familiar instance. It
not uncommonly happens, that there are two statutes existing at
one time, clashing in whole or in part with each other, and
neither of them containing any repealing clause or expression.
In such a case, it is the province of the courts to liquidate
and fix their meaning and operation. So far as they can, by any
fair construction, be reconciled to each other, reason and law
conspire to dictate that this should be done; where this is
impracticable, it becomes a matter of necessity to give effect
to one, in exclusion of the other. The rule which has obtained
in the courts for determining their relative validity is, that
the last in order of time shall be preferred to the first. But
this is a mere rule of construction, not derived from any
positive law, but from the nature and reason of the thing. It is
a rule not enjoined upon the courts by legislative provision,
but adopted by themselves, as consonant to truth and propriety,
for the direction of their conduct as interpreters of the law.
They thought it reasonable, that between the interfering acts of
an EQUAL authority, that which was the last indication of its
will should have the preference.
But in regard to the interfering acts of a superior and
subordinate authority, of an original and derivative power, the
nature and reason of the thing indicate the converse of that
rule as proper to be followed. They teach us that the prior act
of a superior ought to be preferred to the subsequent act of an
inferior and subordinate authority; and that accordingly,
whenever a particular statute contravenes the Constitution, it
will be the duty of the judicial tribunals to adhere to the
latter and disregard the former.
It can be of no weight to say that the courts, on the pretense
of a repugnancy, may substitute their own pleasure to the
constitutional intentions of the legislature. This might as well
happen in the case of two contradictory statutes; or it might as
well happen in every adjudication upon any single statute. The
courts must declare the sense of the law; and if they should be
disposed to exercise WILL instead of JUDGMENT, the consequence
would equally be the substitution of their pleasure to that of
the legislative body. The observation, if it prove any thing,
would prove that there ought to be no judges distinct from that
body.
If, then, the courts of justice are to be considered as the
bulwarks of a limited Constitution against legislative
encroachments, this consideration will afford a strong argument
for the permanent tenure of judicial offices, since nothing will
contribute so much as this to that independent spirit in the
judges which must be essential to the faithful performance of so
arduous a duty.
This independence of the judges is equally requisite to guard
the Constitution and the rights of individuals from the effects
of those ill humors, which the arts of designing men, or the
influence of particular conjunctures, sometimes disseminate
among the people themselves, and which, though they speedily
give place to better information, and more deliberate
reflection, have a tendency, in the meantime, to occasion
dangerous innovations in the government, and serious oppressions
of the minor party in the community. Though I trust the friends
of the proposed Constitution will never concur with its enemies,
in questioning that fundamental principle of republican
government, which admits the right of the people to alter or
abolish the established Constitution, whenever they find it
inconsistent with their happiness, yet it is not to be inferred
from this principle, that the representatives of the people,
whenever a momentary inclination happens to lay hold of a
majority of their constituents, incompatible with the provisions
in the existing Constitution, would, on that account, be
justifiable in a violation of those provisions; or that the
courts would be under a greater obligation to connive at
infractions in this shape, than when they had proceeded wholly
from the cabals of the representative body. Until the people
have, by some solemn and authoritative act, annulled or changed
the established form, it is binding upon themselves
collectively, as well as individually; and no presumption, or
even knowledge, of their sentiments, can warrant their
representatives in a departure from it, prior to such an act.
But it is easy to see, that it would require an uncommon portion
of fortitude in the judges to do their duty as faithful
guardians of the Constitution, where legislative invasions of it
had been instigated by the major voice of the community.
But it is not with a view to infractions of the Constitution
only, that the independence of the judges may be an essential
safeguard against the effects of occasional ill humors in the
society. These sometimes extend no farther than to the injury of
the private rights of particular classes of citizens, by unjust
and partial laws. Here also the firmness of the judicial
magistracy is of vast importance in mitigating the severity and
confining the operation of such laws. It not only serves to
moderate the immediate mischiefs of those which may have been
passed, but it operates as a check upon the legislative body in
passing them; who, perceiving that obstacles to the success of
iniquitous intention are to be expected from the scruples of the
courts, are in a manner compelled, by the very motives of the
injustice they meditate, to qualify their attempts. This is a
circumstance calculated to have more influence upon the
character of our governments, than but few may be aware of. The
benefits of the integrity and moderation of the judiciary have
already been felt in more States than one; and though they may
have displeased those whose sinister expectations they may have
disappointed, they must have commanded the esteem and applause
of all the virtuous and disinterested. Considerate men, of every
description, ought to prize whatever will tend to beget or
fortify that temper in the courts: as no man can be sure that he
may not be to-morrow the victim of a spirit of injustice, by
which he may be a gainer to-day. And every man must now feel,
that the inevitable tendency of such a spirit is to sap the
foundations of public and private confidence, and to introduce
in its stead universal distrust and distress.
That inflexible and uniform adherence to the rights of the
Constitution, and of individuals, which we perceive to be
indispensable in the courts of justice, can certainly not be
expected from judges who hold their offices by a temporary
commission. Periodical appointments, however regulated, or by
whomsoever made, would, in some way or other, be fatal to their
necessary independence. If the power of making them was
committed either to the Executive or legislature, there would be
danger of an improper complaisance to the branch which possessed
it; if to both, there would be an unwillingness to hazard the
displeasure of either; if to the people, or to persons chosen by
them for the special purpose, there would be too great a
disposition to consult popularity, to justify a reliance that
nothing would be consulted but the Constitution and the laws.
There is yet a further and a weightier reason for the permanency
of the judicial offices, which is deducible from the nature of
the qualifications they require. It has been frequently
remarked, with great propriety, that a voluminous code of laws
is one of the inconveniences necessarily connected with the
advantages of a free government. To avoid an arbitrary
discretion in the courts, it is indispensable that they should
be bound down by strict rules and precedents, which serve to
define and point out their duty in every particular case that
comes before them; and it will readily be conceived from the
variety of controversies which grow out of the folly and
wickedness of mankind, that the records of those precedents must
unavoidably swell to a very considerable bulk, and must demand
long and laborious study to acquire a competent knowledge of
them. Hence it is, that there can be but few men in the society
who will have sufficient skill in the laws to qualify them for
the stations of judges. And making the proper deductions for the
ordinary depravity of human nature, the number must be still
smaller of those who unite the requisite integrity with the
requisite knowledge. These considerations apprise us, that the
government can have no great option between fit character; and
that a temporary duration in office, which would naturally
discourage such characters from quitting a lucrative line of
practice to accept a seat on the bench, would have a tendency to
throw the administration of justice into hands less able, and
less well qualified, to conduct it with utility and dignity. In
the present circumstances of this country, and in those in which
it is likely to be for a long time to come, the disadvantages on
this score would be greater than they may at first sight appear;
but it must be confessed, that they are far inferior to those
which present themselves under the other aspects of the subject.
Upon the whole, there can be no room to doubt that the
convention acted wisely in copying from the models of those
constitutions which have established GOOD BEHAVIOR as the tenure
of their judicial offices, in point of duration; and that so far
from being blamable on this account, their plan would have been
inexcusably defective, if it had wanted this important feature
of good government. The experience of Great Britain affords an
illustrious comment on the excellence of the institution.
PUBLIUS. |
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