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Federalist
No. 80
The Powers of the Judiciary
From McLEAN'S Edition, New York. |
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Author: Alexander Hamilton
To the People of the State of New York:
To JUDGE with accuracy of the proper extent of the federal
judicature, it will be necessary to consider, in the first
place, what are its proper objects.
It seems scarcely to admit of controversy, that the judiciary
authority of the Union ought to extend to these several
descriptions of cases: 1st, to all those which arise out of the
laws of the United States, passed in pursuance of their just and
constitutional powers of legislation; 2d, to all those which
concern the execution of the provisions expressly contained in
the articles of Union; 3d, to all those in which the United
States are a party; 4th, to all those which involve the PEACE of
the CONFEDERACY, whether they relate to the intercourse between
the United States and foreign nations, or to that between the
States themselves; 5th, to all those which originate on the high
seas, and are of admiralty or maritime jurisdiction; and,
lastly, to all those in which the State tribunals cannot be
supposed to be impartial and unbiased.
The first point depends upon this obvious consideration, that
there ought always to be a constitutional method of giving
efficacy to constitutional provisions. What, for instance, would
avail restrictions on the authority of the State legislatures,
without some constitutional mode of enforcing the observance of
them? The States, by the plan of the convention, are prohibited
from doing a variety of things, some of which are incompatible
with the interests of the Union, and others with the principles
of good government. The imposition of duties on imported
articles, and the emission of paper money, are specimens of each
kind. No man of sense will believe, that such prohibitions would
be scrupulously regarded, without some effectual power in the
government to restrain or correct the infractions of them. This
power must either be a direct negative on the State laws, or an
authority in the federal courts to overrule such as might be in
manifest contravention of the articles of Union. There is no
third course that I can imagine. The latter appears to have been
thought by the convention preferable to the former, and, I
presume, will be most agreeable to the States.
As to the second point, it is impossible, by any argument or
comment, to make it clearer than it is in itself. If there are
such things as political axioms, the propriety of the judicial
power of a government being coextensive with its legislative,
may be ranked among the number. The mere necessity of uniformity
in the interpretation of the national laws, decides the
question. Thirteen independent courts of final jurisdiction over
the same causes, arising upon the same laws, is a hydra in
government, from which nothing but contradiction and confusion
can proceed.
Still less need be said in regard to the third point.
Controversies between the nation and its members or citizens,
can only be properly referred to the national tribunals. Any
other plan would be contrary to reason, to precedent, and to
decorum.
The fourth point rests on this plain proposition, that the peace
of the WHOLE ought not to be left at the disposal of a PART. The
Union will undoubtedly be answerable to foreign powers for the
conduct of its members. And the responsibility for an injury
ought ever to be accompanied with the faculty of preventing it.
As the denial or perversion of justice by the sentences of
courts, as well as in any other manner, is with reason classed
among the just causes of war, it will follow that the federal
judiciary ought to have cognizance of all causes in which the
citizens of other countries are concerned. This is not less
essential to the preservation of the public faith, than to the
security of the public tranquillity. A distinction may perhaps
be imagined between cases arising upon treaties and the laws of
nations and those which may stand merely on the footing of the
municipal law. The former kind may be supposed proper for the
federal jurisdiction, the latter for that of the States. But it
is at least problematical, whether an unjust sentence against a
foreigner, where the subject of controversy was wholly relative
to the lex loci, would not, if unredressed, be an aggression
upon his sovereign, as well as one which violated the
stipulations of a treaty or the general law of nations. And a
still greater objection to the distinction would result from the
immense difficulty, if not impossibility, of a practical
discrimination between the cases of one complexion and those of
the other. So great a proportion of the cases in which
foreigners are parties, involve national questions, that it is
by far most safe and most expedient to refer all those in which
they are concerned to the national tribunals.
The power of determining causes between two States, between one
State and the citizens of another, and between the citizens of
different States, is perhaps not less essential to the peace of
the Union than that which has been just examined. History gives
us a horrid picture of the dissensions and private wars which
distracted and desolated Germany prior to the institution of the
Imperial Chamber by Maximilian, towards the close of the
fifteenth century; and informs us, at the same time, of the vast
influence of that institution in appeasing the disorders and
establishing the tranquillity of the empire. This was a court
invested with authority to decide finally all differences among
the members of the Germanic body.
A method of terminating territorial disputes between the States,
under the authority of the federal head, was not unattended to,
even in the imperfect system by which they have been hitherto
held together. But there are many other sources, besides
interfering claims of boundary, from which bickerings and
animosities may spring up among the members of the Union. To
some of these we have been witnesses in the course of our past
experience. It will readily be conjectured that I allude to the
fraudulent laws which have been passed in too many of the
States. And though the proposed Constitution establishes
particular guards against the repetition of those instances
which have heretofore made their appearance, yet it is
warrantable to apprehend that the spirit which produced them
will assume new shapes, that could not be foreseen nor
specifically provided against. Whatever practices may have a
tendency to disturb the harmony between the States, are proper
objects of federal superintendence and control.
It may be esteemed the basis of the Union, that ``the citizens
of each State shall be entitled to all the privileges and
immunities of citizens of the several States.'' And if it be a
just principle that every government OUGHT TO POSSESS THE MEANS
OF EXECUTING ITS OWN PROVISIONS BY ITS OWN AUTHORITY, it will
follow, that in order to the inviolable maintenance of that
equality of privileges and immunities to which the citizens of
the Union will be entitled, the national judiciary ought to
preside in all cases in which one State or its citizens are
opposed to another State or its citizens. To secure the full
effect of so fundamental a provision against all evasion and
subterfuge, it is necessary that its construction should be
committed to that tribunal which, having no local attachments,
will be likely to be impartial between the different States and
their citizens, and which, owing its official existence to the
Union, will never be likely to feel any bias inauspicious to the
principles on which it is founded.
The fifth point will demand little animadversion. The most
bigoted idolizers of State authority have not thus far shown a
disposition to deny the national judiciary the cognizances of
maritime causes. These so generally depend on the laws of
nations, and so commonly affect the rights of foreigners, that
they fall within the considerations which are relative to the
public peace. The most important part of them are, by the
present Confederation, submitted to federal jurisdiction.
The reasonableness of the agency of the national courts in cases
in which the State tribunals cannot be supposed to be impartial,
speaks for itself. No man ought certainly to be a judge in his
own cause, or in any cause in respect to which he has the least
interest or bias. This principle has no inconsiderable weight in
designating the federal courts as the proper tribunals for the
determination of controversies between different States and
their citizens. And it ought to have the same operation in
regard to some cases between citizens of the same State. Claims
to land under grants of different States, founded upon adverse
pretensions of boundary, are of this description. The courts of
neither of the granting States could be expected to be unbiased.
The laws may have even prejudged the question, and tied the
courts down to decisions in favor of the grants of the State to
which they belonged. And even where this had not been done, it
would be natural that the judges, as men, should feel a strong
predilection to the claims of their own government.
Having thus laid down and discussed the principles which ought
to regulate the constitution of the federal judiciary, we will
proceed to test, by these principles, the particular powers of
which, according to the plan of the convention, it is to be
composed. It is to comprehend ``all cases in law and equity
arising under the Constitution, the laws of the United States,
and treaties made, or which shall be made, under their
authority; to all cases affecting ambassadors, other public
ministers, and consuls; to all cases of admiralty and maritime
jurisdiction; to controversies to which the United States shall
be a party; to controversies between two or more States; between
a State and citizens of another State; between citizens of
different States; between citizens of the same State claiming
lands and grants of different States; and between a State or the
citizens thereof and foreign states, citizens, and subjects.''
This constitutes the entire mass of the judicial authority of
the Union. Let us now review it in detail. It is, then, to
extend:
First. To all cases in law and equity, ARISING UNDER THE
CONSTITUTION and THE LAWS OF THE UNITED STATES. This corresponds
with the two first classes of causes, which have been
enumerated, as proper for the jurisdiction of the United States.
It has been asked, what is meant by ``cases arising under the
Constitution,'' in contradiction from those ``arising under the
laws of the United States''? The difference has been already
explained. All the restrictions upon the authority of the State
legislatures furnish examples of it. They are not, for instance,
to emit paper money; but the interdiction results from the
Constitution, and will have no connection with any law of the
United States. Should paper money, notwithstanding, be emited,
the controversies concerning it would be cases arising under the
Constitution and not the laws of the United States, in the
ordinary signification of the terms. This may serve as a sample
of the whole.
It has also been asked, what need of the word ``equity What
equitable causes can grow out of the Constitution and laws of
the United States? There is hardly a subject of litigation
between individuals, which may not involve those ingredients of
FRAUD, ACCIDENT, TRUST, or HARDSHIP, which would render the
matter an object of equitable rather than of legal jurisdiction,
as the distinction is known and established in several of the
States. It is the peculiar province, for instance, of a court of
equity to relieve against what are called hard bargains: these
are contracts in which, though there may have been no direct
fraud or deceit, sufficient to invalidate them in a court of
law, yet there may have been some undue and unconscionable
advantage taken of the necessities or misfortunes of one of the
parties, which a court of equity would not tolerate. In such
cases, where foreigners were concerned on either side, it would
be impossible for the federal judicatories to do justice without
an equitable as well as a legal jurisdiction. Agreements to
convey lands claimed under the grants of different States, may
afford another example of the necessity of an equitable
jurisdiction in the federal courts. This reasoning may not be so
palpable in those States where the formal and technical
distinction between LAW and EQUITY is not maintained, as in this
State, where it is exemplified by every day's practice.
The judiciary authority of the Union is to extend:
Second. To treaties made, or which shall be made, under the
authority of the United States, and to all cases affecting
ambassadors, other public ministers, and consuls. These belong
to the fourth class of the enumerated cases, as they have an
evident connection with the preservation of the national peace.
Third. To cases of admiralty and maritime jurisdiction. These
form, altogether, the fifth of the enumerated classes of causes
proper for the cognizance of the national courts.
Fourth. To controversies to which the United States shall be a
party. These constitute the third of those classes.
Fifth. To controversies between two or more States; between a
State and citizens of another State; between citizens of
different States. These belong to the fourth of those classes,
and partake, in some measure, of the nature of the last.
Sixth. To cases between the citizens of the same State, CLAIMING
LANDS UNDER GRANTS OF DIFFERENT STATES. These fall within the
last class, and ARE THE ONLY INSTANCES IN WHICH THE PROPOSED
CONSTITUTION DIRECTLY CONTEMPLATES THE COGNIZANCE OF DISPUTES
BETWEEN THE CITIZENS OF THE SAME STATE.
Seventh. To cases between a State and the citizens thereof, and
foreign States, citizens, or subjects. These have been already
explained to belong to the fourth of the enumerated classes, and
have been shown to be, in a peculiar manner, the proper subjects
of the national judicature.
From this review of the particular powers of the federal
judiciary, as marked out in the Constitution, it appears that
they are all conformable to the principles which ought to have
governed the structure of that department, and which were
necessary to the perfection of the system. If some partial
inconveniences should appear to be connected with the
incorporation of any of them into the plan, it ought to be
recollected that the national legislature will have ample
authority to make such EXCEPTIONS, and to prescribe such
regulations as will be calculated to obviate or remove these
inconveniences. The possibility of particular mischiefs can
never be viewed, by a well informed mind, as a solid objection
to a general principle, which is calculated to avoid general
mischiefs and to obtain general advantages.
PUBLIUS. |
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