Author: Alexander Hamilton
To the People of the State of New York.
IN THE course of the preceding papers, I have endeavored, my
fellow-citizens, to place before you, in a clear and convincing
light, the importance of Union to your political safety and
happiness. I have unfolded to you a complication of dangers to
which you would be exposed, should you permit that sacred knot
which binds the people of America together be severed or
dissolved by ambition or by avarice, by jealousy or by
misrepresentation. In the sequel of the inquiry through which I
propose to accompany you, the truths intended to be inculcated
will receive further confirmation from facts and arguments
hitherto unnoticed. If the road over which you will still have
to pass should in some places appear to you tedious or irksome,
you will recollect that you are in quest of information on a
subject the most momentous which can engage the attention of a
free people, that the field through which you have to travel is
in itself spacious, and that the difficulties of the journey
have been unnecessarily increased by the mazes with which
sophistry has beset the way. It will be my aim to remove the
obstacles from your progress in as compendious a manner as it
can be done, without sacrificing utility to despatch.
In pursuance of the plan which I have laid down for the
discussion of the subject, the point next in order to be
examined is the ``insufficiency of the present Confederation to
the preservation of the Union.'' It may perhaps be asked what
need there is of reasoning or proof to illustrate a position
which is not either controverted or doubted, to which the
understandings and feelings of all classes of men assent, and
which in substance is admitted by the opponents as well as by
the friends of the new Constitution. It must in truth be
acknowledged that, however these may differ in other respects,
they in general appear to harmonize in this sentiment, at least,
that there are material imperfections in our national system,
and that something is necessary to be done to rescue us from
impending anarchy. The facts that support this opinion are no
longer objects of speculation. They have forced themselves upon
the sensibility of the people at large, and have at length
extorted from those, whose mistaken policy has had the principal
share in precipitating the extremity at which we are arrived, a
reluctant confession of the reality of those defects in the
scheme of our federal government, which have been long pointed
out and regretted by the intelligent friends of the Union.
We may indeed with propriety be said to have reached almost the
last stage of national humiliation. There is scarcely anything
that can wound the pride or degrade the character of an
independent nation which we do not experience. Are there
engagements to the performance of which we are held by every tie
respectable among men? These are the subjects of constant and
unblushing violation. Do we owe debts to foreigners and to our
own citizens contracted in a time of imminent peril for the
preservation of our political existence? These remain without
any proper or satisfactory provision for their discharge. Have
we valuable territories and important posts in the possession of
a foreign power which, by express stipulations, ought long since
to have been surrendered? These are still retained, to the
prejudice of our interests, not less than of our rights. Are we
in a condition to resent or to repel the aggression? We have
neither troops, nor treasury, nor government. Are we even in a
condition to remonstrate with dignity? The just imputations on
our own faith, in respect to the same treaty, ought first to be
removed. Are we entitled by nature and compact to a free
participation in the navigation of the Mississippi? Spain
excludes us from it. Is public credit an indispensable resource
in time of public danger? We seem to have abandoned its cause as
desperate and irretrievable. Is commerce of importance to
national wealth? Ours is at the lowest point of declension. Is
respectability in the eyes of foreign powers a safeguard against
foreign encroachments? The imbecility of our government even
forbids them to treat with us. Our ambassadors abroad are the
mere pageants of mimic sovereignty. Is a violent and unnatural
decrease in the value of land a symptom of national distress?
The price of improved land in most parts of the country is much
lower than can be accounted for by the quantity of waste land at
market, and can only be fully explained by that want of private
and public confidence, which are so alarmingly prevalent among
all ranks, and which have a direct tendency to depreciate
property of every kind. Is private credit the friend and patron
of industry? That most useful kind which relates to borrowing
and lending is reduced within the narrowest limits, and this
still more from an opinion of insecurity than from the scarcity
of money. To shorten an enumeration of particulars which can
afford neither pleasure nor instruction, it may in general be
demanded, what indication is there of national disorder,
poverty, and insignificance that could befall a community so
peculiarly blessed with natural advantages as we are, which does
not form a part of the dark catalogue of our public misfortunes?
This is the melancholy situation to which we have been brought
by those very maxims and councils which would now deter us from
adopting the proposed Constitution; and which, not content with
having conducted us to the brink of a precipice, seem resolved
to plunge us into the abyss that awaits us below. Here, my
countrymen, impelled by every motive that ought to influence an
enlightened people, let us make a firm stand for our safety, our
tranquillity, our dignity, our reputation. Let us at last break
the fatal charm which has too long seduced us from the paths of
felicity and prosperity.
It is true, as has been before observed that facts, too stubborn
to be resisted, have produced a species of general assent to the
abstract proposition that there exist material defects in our
national system; but the usefulness of the concession, on the
part of the old adversaries of federal measures, is destroyed by
a strenuous opposition to a remedy, upon the only principles
that can give it a chance of success. While they admit that the
government of the United States is destitute of energy, they
contend against conferring upon it those powers which are
requisite to supply that energy. They seem still to aim at
things repugnant and irreconcilable; at an augmentation of
federal authority, without a diminution of State authority; at
sovereignty in the Union, and complete independence in the
members. They still, in fine, seem to cherish with blind
devotion the political monster of an imperium in imperio. This
renders a full display of the principal defects of the
Confederation necessary, in order to show that the evils we
experience do not proceed from minute or partial imperfections,
but from fundamental errors in the structure of the building,
which cannot be amended otherwise than by an alteration in the
first principles and main pillars of the fabric.
The great and radical vice in the construction of the existing
Confederation is in the principle of LEGISLATION for STATES or
GOVERNMENTS, in their CORPORATE or COLLECTIVE CAPACITIES, and as
contradistinguished from the INDIVIDUALS of which they consist.
Though this principle does not run through all the powers
delegated to the Union, yet it pervades and governs those on
which the efficacy of the rest depends. Except as to the rule of
appointment, the United States has an indefinite discretion to
make requisitions for men and money; but they have no authority
to raise either, by regulations extending to the individual
citizens of America. The consequence of this is, that though in
theory their resolutions concerning those objects are laws,
constitutionally binding on the members of the Union, yet in
practice they are mere recommendations which the States observe
or disregard at their option.
It is a singular instance of the capriciousness of the human
mind, that after all the admonitions we have had from experience
on this head, there should still be found men who object to the
new Constitution, for deviating from a principle which has been
found the bane of the old, and which is in itself evidently
incompatible with the idea of GOVERNMENT; a principle, in short,
which, if it is to be executed at all, must substitute the
violent and sanguinary agency of the sword to the mild influence
of the magistracy.
There is nothing absurd or impracticable in the idea of a league
or alliance between independent nations for certain defined
purposes precisely stated in a treaty regulating all the details
of time, place, circumstance, and quantity; leaving nothing to
future discretion; and depending for its execution on the good
faith of the parties. Compacts of this kind exist among all
civilized nations, subject to the usual vicissitudes of peace
and war, of observance and non-observance, as the interests or
passions of the contracting powers dictate. In the early part of
the present century there was an epidemical rage in Europe for
this species of compacts, from which the politicians of the
times fondly hoped for benefits which were never realized. With
a view to establishing the equilibrium of power and the peace of
that part of the world, all the resources of negotiation were
exhausted, and triple and quadruple alliances were formed; but
they were scarcely formed before they were broken, giving an
instructive but afflicting lesson to mankind, how little
dependence is to be placed on treaties which have no other
sanction than the obligations of good faith, and which oppose
general considerations of peace and justice to the impulse of
any immediate interest or passion.
If the particular States in this country are disposed to stand
in a similar relation to each other, and to drop the project of
a general DISCRETIONARY SUPERINTENDENCE, the scheme would indeed
be pernicious, and would entail upon us all the mischiefs which
have been enumerated under the first head; but it would have the
merit of being, at least, consistent and practicable Abandoning
all views towards a confederate government, this would bring us
to a simple alliance offensive and defensive; and would place us
in a situation to be alternate friends and enemies of each
other, as our mutual jealousies and rivalships, nourished by the
intrigues of foreign nations, should prescribe to us.
But if we are unwilling to be placed in this perilous situation;
if we still will adhere to the design of a national government,
or, which is the same thing, of a superintending power, under
the direction of a common council, we must resolve to
incorporate into our plan those ingredients which may be
considered as forming the characteristic difference between a
league and a government; we must extend the authority of the
Union to the persons of the citizens, --the only proper objects
of government.
Government implies the power of making laws. It is essential to
the idea of a law, that it be attended with a sanction; or, in
other words, a penalty or punishment for disobedience. If there
be no penalty annexed to disobedience, the resolutions or
commands which pretend to be laws will, in fact, amount to
nothing more than advice or recommendation. This penalty,
whatever it may be, can only be inflicted in two ways: by the
agency of the courts and ministers of justice, or by military
force; by the COERCION of the magistracy, or by the COERCION of
arms. The first kind can evidently apply only to men; the last
kind must of necessity, be employed against bodies politic, or
communities, or States. It is evident that there is no process
of a court by which the observance of the laws can, in the last
resort, be enforced. Sentences may be denounced against them for
violations of their duty; but these sentences can only be
carried into execution by the sword. In an association where the
general authority is confined to the collective bodies of the
communities, that compose it, every breach of the laws must
involve a state of war; and military execution must become the
only instrument of civil obedience. Such a state of things can
certainly not deserve the name of government, nor would any
prudent man choose to commit his happiness to it.
There was a time when we were told that breaches, by the States,
of the regulations of the federal authority were not to be
expected; that a sense of common interest would preside over the
conduct of the respective members, and would beget a full
compliance with all the constitutional requisitions of the
Union. This language, at the present day, would appear as wild
as a great part of what we now hear from the same quarter will
be thought, when we shall have received further lessons from
that best oracle of wisdom, experience. It at all times betrayed
an ignorance of the true springs by which human conduct is
actuated, and belied the original inducements to the
establishment of civil power. Why has government been instituted
at all? Because the passions of men will not conform to the
dictates of reason and justice, without constraint. Has it been
found that bodies of men act with more rectitude or greater
disinterestedness than individuals? The contrary of this has
been inferred by all accurate observers of the conduct of
mankind; and the inference is founded upon obvious reasons.
Regard to reputation has a less active influence, when the
infamy of a bad action is to be divided among a number than when
it is to fall singly upon one. A spirit of faction, which is apt
to mingle its poison in the deliberations of all bodies of men,
will often hurry the persons of whom they are composed into
improprieties and excesses, for which they would blush in a
private capacity.
In addition to all this, there is, in the nature of sovereign
power, an impatience of control, that disposes those who are
invested with the exercise of it, to look with an evil eye upon
all external attempts to restrain or direct its operations. From
this spirit it happens, that in every political association
which is formed upon the principle of uniting in a common
interest a number of lesser sovereignties, there will be found a
kind of eccentric tendency in the subordinate or inferior orbs,
by the operation of which there will be a perpetual effort in
each to fly off from the common centre. This tendency is not
difficult to be accounted for. It has its origin in the love of
power. Power controlled or abridged is almost always the rival
and enemy of that power by which it is controlled or abridged.
This simple proposition will teach us how little reason there is
to expect, that the persons intrusted with the administration of
the affairs of the particular members of a confederacy will at
all times be ready, with perfect good-humor, and an unbiased
regard to the public weal, to execute the resolutions or decrees
of the general authority. The reverse of this results from the
constitution of human nature.
If, therefore, the measures of the Confederacy cannot be
executed without the intervention of the particular
administrations, there will be little prospect of their being
executed at all. The rulers of the respective members, whether
they have a constitutional right to do it or not, will undertake
to judge of the propriety of the measures themselves. They will
consider the conformity of the thing proposed or required to
their immediate interests or aims; the momentary conveniences or
inconveniences that would attend its adoption. All this will be
done; and in a spirit of interested and suspicious scrutiny,
without that knowledge of national circumstances and reasons of
state, which is essential to a right judgment, and with that
strong predilection in favor of local objects, which can hardly
fail to mislead the decision. The same process must be repeated
in every member of which the body is constituted; and the
execution of the plans, framed by the councils of the whole,
will always fluctuate on the discretion of the ill-informed and
prejudiced opinion of every part. Those who have been conversant
in the proceedings of popular assemblies; who have seen how
difficult it often is, where there is no exterior pressure of
circumstances, to bring them to harmonious resolutions on
important points, will readily conceive how impossible it must
be to induce a number of such assemblies, deliberating at a
distance from each other, at different times, and under
different impressions, long to co-operate in the same views and
pursuits.
In our case, the concurrence of thirteen distinct sovereign
wills is requisite, under the Confederation, to the complete
execution of every important measure that proceeds from the
Union. It has happened as was to have been foreseen. The
measures of the Union have not been executed; the delinquencies
of the States have, step by step, matured themselves to an
extreme, which has, at length, arrested all the wheels of the
national government, and brought them to an awful stand.
Congress at this time scarcely possess the means of keeping up
the forms of administration, till the States can have time to
agree upon a more substantial substitute for the present shadow
of a federal government. Things did not come to this desperate
extremity at once. The causes which have been specified produced
at first only unequal and disproportionate degrees of compliance
with the requisitions of the Union. The greater deficiencies of
some States furnished the pretext of example and the temptation
of interest to the complying, or to the least delinquent States.
Why should we do more in proportion than those who are embarked
with us in the same political voyage? Why should we consent to
bear more than our proper share of the common burden? These were
suggestions which human selfishness could not withstand, and
which even speculative men, who looked forward to remote
consequences, could not, without hesitation, combat. Each State,
yielding to the persuasive voice of immediate interest or
convenience, has successively withdrawn its support, till the
frail and tottering edifice seems ready to fall upon our heads,
and to crush us beneath its ruins.
PUBLIUS. |