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Federalist
No. 37
Concerning the Difficulties
of the Convention in Devising a Proper Form of
Government - From the Daily Advertiser. Friday, January
11, 1788. |
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Author: James Madison
To the People of the State of New York:
IN REVIEWING the defects of the existing Confederation, and
showing that they cannot be supplied by a government of less
energy than that before the public, several of the most
important principles of the latter fell of course under
consideration. But as the ultimate object of these papers is to
determine clearly and fully the merits of this Constitution, and
the expediency of adopting it, our plan cannot be complete
without taking a more critical and thorough survey of the work
of the convention, without examining it on all its sides,
comparing it in all its parts, and calculating its probable
effects.
That this remaining task may be executed under impressions
conducive to a just and fair result, some reflections must in
this place be indulged, which candor previously suggests.
It is a misfortune, inseparable from human affairs, that public
measures are rarely investigated with that spirit of moderation
which is essential to a just estimate of their real tendency to
advance or obstruct the public good; and that this spirit is
more apt to be diminished than promoted, by those occasions
which require an unusual exercise of it. To those who have been
led by experience to attend to this consideration, it could not
appear surprising, that the act of the convention, which
recommends so many important changes and innovations, which may
be viewed in so many lights and relations, and which touches the
springs of so many passions and interests, should find or excite
dispositions unfriendly, both on one side and on the other, to a
fair discussion and accurate judgment of its merits. In some, it
has been too evident from their own publications, that they have
scanned the proposed Constitution, not only with a
predisposition to censure, but with a predetermination to
condemn; as the language held by others betrays an opposite
predetermination or bias, which must render their opinions also
of little moment in the question. In placing, however, these
different characters on a level, with respect to the weight of
their opinions, I wish not to insinuate that there may not be a
material difference in the purity of their intentions. It is but
just to remark in favor of the latter description, that as our
situation is universally admitted to be peculiarly critical, and
to require indispensably that something should be done for our
relief, the predetermined patron of what has been actually done
may have taken his bias from the weight of these considerations,
as well as from considerations of a sinister nature. The
predetermined adversary, on the other hand, can have been
governed by no venial motive whatever. The intentions of the
first may be upright, as they may on the contrary be culpable.
The views of the last cannot be upright, and must be culpable.
But the truth is, that these papers are not addressed to persons
falling under either of these characters. They solicit the
attention of those only, who add to a sincere zeal for the
happiness of their country, a temper favorable to a just
estimate of the means of promoting it.
Persons of this character will proceed to an examination of the
plan submitted by the convention, not only without a disposition
to find or to magnify faults; but will see the propriety of
reflecting, that a faultless plan was not to be expected. Nor
will they barely make allowances for the errors which may be
chargeable on the fallibility to which the convention, as a body
of men, were liable; but will keep in mind, that they themselves
also are but men, and ought not to assume an infallibility in
rejudging the fallible opinions of others.
With equal readiness will it be perceived, that besides these
inducements to candor, many allowances ought to be made for the
difficulties inherent in the very nature of the undertaking
referred to the convention.
The novelty of the undertaking immediately strikes us. It has
been shown in the course of these papers, that the existing
Confederation is founded on principles which are fallacious;
that we must consequently change this first foundation, and with
it the superstructure resting upon it. It has been shown, that
the other confederacies which could be consulted as precedents
have been vitiated by the same erroneous principles, and can
therefore furnish no other light than that of beacons, which
give warning of the course to be shunned, without pointing out
that which ought to be pursued. The most that the convention
could do in such a situation, was to avoid the errors suggested
by the past experience of other countries, as well as of our
own; and to provide a convenient mode of rectifying their own
errors, as future experiences may unfold them.
Among the difficulties encountered by the convention, a very
important one must have lain in combining the requisite
stability and energy in government, with the inviolable
attention due to liberty and to the republican form. Without
substantially accomplishing this part of their undertaking, they
would have very imperfectly fulfilled the object of their
appointment, or the expectation of the public; yet that it could
not be easily accomplished, will be denied by no one who is
unwilling to betray his ignorance of the subject. Energy in
government is essential to that security against external and
internal danger, and to that prompt and salutary execution of
the laws which enter into the very definition of good
government. Stability in government is essential to national
character and to the advantages annexed to it, as well as to
that repose and confidence in the minds of the people, which are
among the chief blessings of civil society. An irregular and
mutable legislation is not more an evil in itself than it is
odious to the people; and it may be pronounced with assurance
that the people of this country, enlightened as they are with
regard to the nature, and interested, as the great body of them
are, in the effects of good government, will never be satisfied
till some remedy be applied to the vicissitudes and
uncertainties which characterize the State administrations. On
comparing, however, these valuable ingredients with the vital
principles of liberty, we must perceive at once the difficulty
of mingling them together in their due proportions. The genius
of republican liberty seems to demand on one side, not only that
all power should be derived from the people, but that those
intrusted with it should be kept in independence on the people,
by a short duration of their appointments; and that even during
this short period the trust should be placed not in a few, but a
number of hands. Stability, on the contrary, requires that the
hands in which power is lodged should continue for a length of
time the same. A frequent change of men will result from a
frequent return of elections; and a frequent change of measures
from a frequent change of men: whilst energy in government
requires not only a certain duration of power, but the execution
of it by a single hand.
How far the convention may have succeeded in this part of their
work, will better appear on a more accurate view of it. From the
cursory view here taken, it must clearly appear to have been an
arduous part.
Not less arduous must have been the task of marking the proper
line of partition between the authority of the general and that
of the State governments. Every man will be sensible of this
difficulty, in proportion as he has been accustomed to
contemplate and discriminate objects extensive and complicated
in their nature. The faculties of the mind itself have never yet
been distinguished and defined, with satisfactory precision, by
all the efforts of the most acute and metaphysical philosophers.
Sense, perception, judgment, desire, volition, memory,
imagination, are found to be separated by such delicate shades
and minute gradations that their boundaries have eluded the most
subtle investigations, and remain a pregnant source of ingenious
disquisition and controversy. The boundaries between the great
kingdom of nature, and, still more, between the various
provinces, and lesser portions, into which they are subdivided,
afford another illustration of the same important truth. The
most sagacious and laborious naturalists have never yet
succeeded in tracing with certainty the line which separates the
district of vegetable life from the neighboring region of
unorganized matter, or which marks the ermination of the former
and the commencement of the animal empire. A still greater
obscurity lies in the distinctive characters by which the
objects in each of these great departments of nature have been
arranged and assorted.
When we pass from the works of nature, in which all the
delineations are perfectly accurate, and appear to be otherwise
only from the imperfection of the eye which surveys them, to the
institutions of man, in which the obscurity arises as well from
the object itself as from the organ by which it is contemplated,
we must perceive the necessity of moderating still further our
expectations and hopes from the efforts of human sagacity.
Experience has instructed us that no skill in the science of
government has yet been able to discriminate and define, with
sufficient certainty, its three great provinces the legislative,
executive, and judiciary; or even the privileges and powers of
the different legislative branches. Questions daily occur in the
course of practice, which prove the obscurity which reins in
these subjects, and which puzzle the greatest adepts in
political science.
The experience of ages, with the continued and combined labors
of the most enlightened legislatures and jurists, has been
equally unsuccessful in delineating the several objects and
limits of different codes of laws and different tribunals of
justice. The precise extent of the common law, and the statute
law, the maritime law, the ecclesiastical law, the law of
corporations, and other local laws and customs, remains still to
be clearly and finally established in Great Britain, where
accuracy in such subjects has been more industriously pursued
than in any other part of the world. The jurisdiction of her
several courts, general and local, of law, of equity, of
admiralty, etc., is not less a source of frequent and intricate
discussions, sufficiently denoting the indeterminate limits by
which they are respectively circumscribed. All new laws, though
penned with the greatest technical skill, and passed on the
fullest and most mature deliberation, are considered as more or
less obscure and equivocal, until their meaning be liquidated
and ascertained by a series of particular discussions and
adjudications. Besides the obscurity arising from the complexity
of objects, and the imperfection of the human faculties, the
medium through which the conceptions of men are conveyed to each
other adds a fresh embarrassment. The use of words is to express
ideas. Perspicuity, therefore, requires not only that the ideas
should be distinctly formed, but that they should be expressed
by words distinctly and exclusively appropriate to them. But no
language is so copious as to supply words and phrases for every
complex idea, or so correct as not to include many equivocally
denoting different ideas. Hence it must happen that however
accurately objects may be discriminated in themselves, and
however accurately the discrimination may be considered, the
definition of them may be rendered inaccurate by the inaccuracy
of the terms in which it is delivered. And this unavoidable
inaccuracy must be greater or less, according to the complexity
and novelty of the objects defined. When the Almighty himself
condescends to address mankind in their own language, his
meaning, luminous as it must be, is rendered dim and doubtful by
the cloudy medium through which it is communicated.
Here, then, are three sources of vague and incorrect
definitions: indistinctness of the object, imperfection of the
organ of conception, inadequateness of the vehicle of ideas. Any
one of these must produce a certain degree of obscurity. The
convention, in delineating the boundary between the federal and
State jurisdictions, must have experienced the full effect of
them all.
To the difficulties already mentioned may be added the
interfering pretensions of the larger and smaller States. We
cannot err in supposing that the former would contend for a
participation in the government, fully proportioned to their
superior wealth and importance; and that the latter would not be
less tenacious of the equality at present enjoyed by them. We
may well suppose that neither side would entirely yield to the
other, and consequently that the struggle could be terminated
only by compromise. It is extremely probable, also, that after
the ratio of representation had been adjusted, this very
compromise must have produced a fresh struggle between the same
parties, to give such a turn to the organization of the
government, and to the distribution of its powers, as would
increase the importance of the branches, in forming which they
had respectively obtained the greatest share of influence. There
are features in the Constitution which warrant each of these
suppositions; and as far as either of them is well founded, it
shows that the convention must have been compelled to sacrifice
theoretical propriety to the force of extraneous considerations.
Nor could it have been the large and small States only, which
would marshal themselves in opposition to each other on various
points. Other combinations, resulting from a difference of local
position and policy, must have created additional difficulties.
As every State may be divided into different districts, and its
citizens into different classes, which give birth to contending
interests and local jealousies, so the different parts of the
United States are distinguished from each other by a variety of
circumstances, which produce a like effect on a larger scale.
And although this variety of interests, for reasons sufficiently
explained in a former paper, may have a salutary influence on
the administration of the government when formed, yet every one
must be sensible of the contrary influence, which must have been
experienced in the task of forming it.
Would it be wonderful if, under the pressure of all these
difficulties, the convention should have been forced into some
deviations from that artificial structure and regular symmetry
which an abstract view of the subject might lead an ingenious
theorist to bestow on a Constitution planned in his closet or in
his imagination? The real wonder is that so many difficulties
should have been surmounted, and surmounted with a unanimity
almost as unprecedented as it must have been unexpected. It is
impossible for any man of candor to reflect on this circumstance
without partaking of the astonishment. It is impossible for the
man of pious reflection not to perceive in it a finger of that
Almighty hand which has been so frequently and signally extended
to our relief in the critical stages of the revolution.
We had occasion, in a former paper, to take notice of the
repeated trials which have been unsuccessfully made in the
United Netherlands for reforming the baneful and notorious vices
of their constitution. The history of almost all the great
councils and consultations held among mankind for reconciling
their discordant opinions, assuaging their mutual jealousies,
and adjusting their respective interests, is a history of
factions, contentions, and disappointments, and may be classed
among the most dark and degraded pictures which display the
infirmities and depravities of the human character. If, in a few
scattered instances, a brighter aspect is presented, they serve
only as exceptions to admonish us of the general truth; and by
their lustre to darken the gloom of the adverse prospect to
which they are contrasted. In revolving the causes from which
these exceptions result, and applying them to the particular
instances before us, we are necessarily led to two important
conclusions. The first is, that the convention must have
enjoyed, in a very singular degree, an exemption from the
pestilential influence of party animosities the disease most
incident to deliberative bodies, and most apt to contaminate
their proceedings. The second conclusion is that all the
deputations composing the convention were satisfactorily
accommodated by the final act, or were induced to accede to it
by a deep conviction of the necessity of sacrificing private
opinions and partial interests to the public good, and by a
despair of seeing this necessity diminished by delays or by new
experiments.
PUBLIUS. |
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