Author: James Madison
To the People of the State of New York:
THE FOURTH class comprises the following miscellaneous powers:1.
A power ``to promote the progress of science and useful arts, by
securing, for a limited time, to authors and inventors, the
exclusive right to their respective writings and discoveries.
''The utility of this power will scarcely be questioned. The
copyright of authors has been solemnly adjudged, in Great
Britain, to be a right of common law. The right to useful
inventions seems with equal reason to belong to the inventors.
The public good fully coincides in both cases with the claims of
individuals. The States cannot separately make effectual
provisions for either of the cases, and most of them have
anticipated the decision of this point, by laws passed at the
instance of Congress. 2. ``To exercise exclusive legislation, in
all cases whatsoever, over such district (not exceeding ten
miles square) as may, by cession of particular States and the
acceptance of Congress, become the seat of the government of the
United States; and to exercise like authority over all places
purchased by the consent of the legislatures of the States in
which the same shall be, for the erection of forts, magazines,
arsenals, dockyards, and other needful buildings. ''The
indispensable necessity of complete authority at the seat of
government, carries its own evidence with it. It is a power
exercised by every legislature of the Union, I might say of the
world, by virtue of its general supremacy. Without it, not only
the public authority might be insulted and its proceedings
interrupted with impunity; but a dependence of the members of
the general government on the State comprehending the seat of
the government, for protection in the exercise of their duty,
might bring on the national councils an imputation of awe or
influence, equally dishonorable to the government and
dissatisfactory to the other members of the Confederacy. This
consideration has the more weight, as the gradual accumulation
of public improvements at the stationary residence of the
government would be both too great a public pledge to be left in
the hands of a single State, and would create so many obstacles
to a removal of the government, as still further to abridge its
necessary independence. The extent of this federal district is
sufficiently circumscribed to satisfy every jealousy of an
opposite nature. And as it is to be appropriated to this use
with the consent of the State ceding it; as the State will no
doubt provide in the compact for the rights and the consent of
the citizens inhabiting it; as the inhabitants will find
sufficient inducements of interest to become willing parties to
the cession; as they will have had their voice in the election
of the government which is to exercise authority over them; as a
municipal legislature for local purposes, derived from their own
suffrages, will of course be allowed them; and as the authority
of the legislature of the State, and of the inhabitants of the
ceded part of it, to concur in the cession, will be derived from
the whole people of the State in their adoption of the
Constitution, every imaginable objection seems to be obviated.
The necessity of a like authority over forts, magazines, etc. ,
established by the general government, is not less evident. The
public money expended on such places, and the public property
deposited in them, requires that they should be exempt from the
authority of the particular State. Nor would it be proper for
the places on which the security of the entire Union may depend,
to be in any degree dependent on a particular member of it. All
objections and scruples are here also obviated, by requiring the
concurrence of the States concerned, in every such
establishment. 3. ``To declare the punishment of treason, but no
attainder of treason shall work corruption of blood, or
forfeiture, except during the life of the person attained. ''As
treason may be committed against the United States, the
authority of the United States ought to be enabled to punish it.
But as new-fangled and artificial treasons have been the great
engines by which violent factions, the natural offspring of free
government, have usually wreaked their alternate malignity on
each other, the convention have, with great judgment, opposed a
barrier to this peculiar danger, by inserting a constitutional
definition of the crime, fixing the proof necessary for
conviction of it, and restraining the Congress, even in
punishing it, from extending the consequences of guilt beyond
the person of its author. 4. ``To admit new States into the
Union; but no new State shall be formed or erected within the
jurisdiction of any other State; nor any State be formed by the
junction of two or more States, or parts of States, without the
consent of the legislatures of the States concerned, as well as
of the Congress. ''In the articles of Confederation, no
provision is found on this important subject. Canada was to be
admitted of right, on her joining in the measures of the United
States; and the other COLONIES, by which were evidently meant
the other British colonies, at the discretion of nine States.
The eventual establishment of NEW STATES seems to have been
overlooked by the compilers of that instrument. We have seen the
inconvenience of this omission, and the assumption of power into
which Congress have been led by it. With great propriety,
therefore, has the new system supplied the defect. The general
precaution, that no new States shall be formed, without the
concurrence of the federal authority, and that of the States
concerned, is consonant to the principles which ought to govern
such transactions. The particular precaution against the
erection of new States, by the partition of a State without its
consent, quiets the jealousy of the larger States; as that of
the smaller is quieted by a like precaution, against a junction
of States without their consent. 5. ``To dispose of and make all
needful rules and regulations respecting the territory or other
property belonging to the United States, with a proviso, that
nothing in the Constitution shall be so construed as to
prejudice any claims of the United States, or of any particular
State. ''This is a power of very great importance, and required
by considerations similar to those which show the propriety of
the former. The proviso annexed is proper in itself, and was
probably rendered absolutely necessary by jealousies and
questions concerning the Western territory sufficiently known to
the public. 6. ``To guarantee to every State in the Union a
republican form of government; to protect each of them against
invasion; and on application of the legislature, or of the
executive (when the legislature cannot be convened), against
domestic violence. ''In a confederacy founded on republican
principles, and composed of republican members, the
superintending government ought clearly to possess authority to
defend the system against aristocratic or monarchial
innovations. The more intimate the nature of such a union may
be, the greater interest have the members in the political
institutions of each other; and the greater right to insist that
the forms of government under which the compact was entered into
should be SUBSTANTIALLY maintained. But a right implies a
remedy; and where else could the remedy be deposited, than where
it is deposited by the Constitution? Governments of dissimilar
principles and forms have been found less adapted to a federal
coalition of any sort, than those of a kindred nature. ``As the
confederate republic of Germany,'' says Montesquieu, ``consists
of free cities and petty states, subject to different princes,
experience shows us that it is more imperfect than that of
Holland and Switzerland. '' ``Greece was undone,'' he adds, ``as
soon as the king of Macedon obtained a seat among the
Amphictyons. '' In the latter case, no doubt, the
disproportionate force, as well as the monarchical form, of the
new confederate, had its share of influence on the events. It
may possibly be asked, what need there could be of such a
precaution, and whether it may not become a pretext for
alterations in the State governments, without the concurrence of
the States themselves. These questions admit of ready answers.
If the interposition of the general government should not be
needed, the provision for such an event will be a harmless
superfluity only in the Constitution. But who can say what
experiments may be produced by the caprice of particular States,
by the ambition of enterprising leaders, or by the intrigues and
influence of foreign powers? To the second question it may be
answered, that if the general government should interpose by
virtue of this constitutional authority, it will be, of course,
bound to pursue the authority. But the authority extends no
further than to a GUARANTY of a republican form of government,
which supposes a pre-existing government of the form which is to
be guaranteed. As long, therefore, as the existing republican
forms are continued by the States, they are guaranteed by the
federal Constitution. Whenever the States may choose to
substitute other republican forms, they have a right to do so,
and to claim the federal guaranty for the latter. The only
restriction imposed on them is, that they shall not exchange
republican for antirepublican Constitutions; a restriction
which, it is presumed, will hardly be considered as a grievance.
A protection against invasion is due from every society to the
parts composing it. The latitude of the expression here used
seems to secure each State, not only against foreign hostility,
but against ambitious or vindictive enterprises of its more
powerful neighbors. The history, both of ancient and modern
confederacies, proves that the weaker members of the union ought
not to be insensible to the policy of this article. Protection
against domestic violence is added with equal propriety. It has
been remarked, that even among the Swiss cantons, which,
properly speaking, are not under one government, provision is
made for this object; and the history of that league informs us
that mutual aid is frequently claimed and afforded; and as well
by the most democratic, as the other cantons. A recent and
well-known event among ourselves has warned us to be prepared
for emergencies of a like nature. At first view, it might seem
not to square with the republican theory, to suppose, either
that a majority have not the right, or that a minority will have
the force, to subvert a government; and consequently, that the
federal interposition can never be required, but when it would
be improper. But theoretic reasoning, in this as in most other
cases, must be qualified by the lessons of practice. Why may not
illicit combinations, for purposes of violence, be formed as
well by a majority of a State, especially a small State as by a
majority of a county, or a district of the same State; and if
the authority of the State ought, in the latter case, to protect
the local magistracy, ought not the federal authority, in the
former, to support the State authority? Besides, there are
certain parts of the State constitutions which are so interwoven
with the federal Constitution, that a violent blow cannot be
given to the one without communicating the wound to the other.
Insurrections in a State will rarely induce a federal
interposition, unless the number concerned in them bear some
proportion to the friends of government. It will be much better
that the violence in such cases should be repressed by the
superintending power, than that the majority should be left to
maintain their cause by a bloody and obstinate contest. The
existence of a right to interpose, will generally prevent the
necessity of exerting it. Is it true that force and right are
necessarily on the same side in republican governments? May not
the minor party possess such a superiority of pecuniary
resources, of military talents and experience, or of secret
succors from foreign powers, as will render it superior also in
an appeal to the sword? May not a more compact and advantageous
position turn the scale on the same side, against a superior
number so situated as to be less capable of a prompt and
collected exertion of its strength? Nothing can be more
chimerical than to imagine that in a trial of actual force,
victory may be calculated by the rules which prevail in a census
of the inhabitants, or which determine the event of an election!
May it not happen, in fine, that the minority of CITIZENS may
become a majority of PERSONS, by the accession of alien
residents, of a casual concourse of adventurers, or of those
whom the constitution of the State has not admitted to the
rights of suffrage? I take no notice of an unhappy species of
population abounding in some of the States, who, during the calm
of regular government, are sunk below the level of men; but who,
in the tempestuous scenes of civil violence, may emerge into the
human character, and give a superiority of strength to any party
with which they may associate themselves. In cases where it may
be doubtful on which side justice lies, what better umpires
could be desired by two violent factions, flying to arms, and
tearing a State to pieces, than the representatives of
confederate States, not heated by the local flame? To the
impartiality of judges, they would unite the affection of
friends. Happy would it be if such a remedy for its infirmities
could be enjoyed by all free governments; if a project equally
effectual could be established for the universal peace of
mankind! Should it be asked, what is to be the redress for an
insurrection pervading all the States, and comprising a
superiority of the entire force, though not a constitutional
right? the answer must be, that such a case, as it would be
without the compass of human remedies, so it is fortunately not
within the compass of human probability; and that it is a
sufficient recommendation of the federal Constitution, that it
diminishes the risk of a calamity for which no possible
constitution can provide a cure. Among the advantages of a
confederate republic enumerated by Montesquieu, an important one
is, ``that should a popular insurrection happen in one of the
States, the others are able to quell it. Should abuses creep
into one part, they are reformed by those that remain sound.
''7. ``To consider all debts contracted, and engagements entered
into, before the adoption of this Constitution, as being no less
valid against the United States, under this Constitution, than
under the Confederation. ''This can only be considered as a
declaratory proposition; and may have been inserted, among other
reasons, for the satisfaction of the foreign creditors of the
United States, who cannot be strangers to the pretended
doctrine, that a change in the political form of civil society
has the magical effect of dissolving its moral obligations.
Among the lesser criticisms which have been exercised on the
Constitution, it has been remarked that the validity of
engagements ought to have been asserted in favor of the United
States, as well as against them; and in the spirit which usually
characterizes little critics, the omission has been transformed
and magnified into a plot against the national rights. The
authors of this discovery may be told, what few others need to
be informed of, that as engagements are in their nature
reciprocal, an assertion of their validity on one side,
necessarily involves a validity on the other side; and that as
the article is merely declaratory, the establishment of the
principle in one case is sufficient for every case. They may be
further told, that every constitution must limit its precautions
to dangers that are not altogether imaginary; and that no real
danger can exist that the government would DARE, with, or even
without, this constitutional declaration before it, to remit the
debts justly due to the public, on the pretext here condemned.
8. ``To provide for amendments to be ratified by three fourths
of the States under two exceptions only. ''That useful
alterations will be suggested by experience, could not but be
foreseen. It was requisite, therefore, that a mode for
introducing them should be provided. The mode preferred by the
convention seems to be stamped with every mark of propriety. It
guards equally against that extreme facility, which would render
the Constitution too mutable; and that extreme difficulty, which
might perpetuate its discovered faults. It, moreover, equally
enables the general and the State governments to originate the
amendment of errors, as they may be pointed out by the
experience on one side, or on the other. The exception in favor
of the equality of suffrage in the Senate, was probably meant as
a palladium to the residuary sovereignty of the States, implied
and secured by that principle of representation in one branch of
the legislature; and was probably insisted on by the States
particularly attached to that equality. The other exception must
have been admitted on the same considerations which produced the
privilege defended by it. 9. ``The ratification of the
conventions of nine States shall be sufficient for the
establishment of this Constitution between the States, ratifying
the same. ''This article speaks for itself.
The express authority of the people alone could give due
validity to the Constitution. To have required the unanimous
ratification of the thirteen States, would have subjected the
essential interests of the whole to the caprice or corruption of
a single member. It would have marked a want of foresight in the
convention, which our own experience would have rendered
inexcusable. Two questions of a very delicate nature present
themselves on this occasion: 1. On what principle the
Confederation, which stands in the solemn form of a compact
among the States, can be superseded without the unanimous
consent of the parties to it? 2. What relation is to subsist
between the nine or more States ratifying the Constitution, and
the remaining few who do not become parties to it? The first
question is answered at once by recurring to the absolute
necessity of the case; to the great principle of
self-preservation; to the transcendent law of nature and of
nature's God, which declares that the safety and happiness of
society are the objects at which all political institutions aim,
and to which all such institutions must be sacrificed. PERHAPS,
also, an answer may be found without searching beyond the
principles of the compact itself. It has been heretofore noted
among the defects of the Confederation, that in many of the
States it had received no higher sanction than a mere
legislative ratification. The principle of reciprocality seems
to require that its obligation on the other States should be
reduced to the same standard. A compact between independent
sovereigns, founded on ordinary acts of legislative authority,
can pretend to no higher validity than a league or treaty
between the parties. It is an established doctrine on the
subject of treaties, that all the articles are mutually
conditions of each other; that a breach of any one article is a
breach of the whole treaty; and that a breach, committed by
either of the parties, absolves the others, and authorizes them,
if they please, to pronounce the compact violated and void.
Should it unhappily be necessary to appeal to these delicate
truths for a justification for dispensing with the consent of
particular States to a dissolution of the federal pact, will not
the complaining parties find it a difficult task to answer the
MULTIPLIED and IMPORTANT infractions with which they may be
confronted? The time has been when it was incumbent on us all to
veil the ideas which this paragraph exhibits. The scene is now
changed, and with it the part which the same motives dictate.
The second question is not less delicate; and the flattering
prospect of its being merely hypothetical forbids an overcurious
discussion of it. It is one of those cases which must be left to
provide for itself. In general, it may be observed, that
although no political relation can subsist between the assenting
and dissenting States, yet the moral relations will remain
uncancelled. The claims of justice, both on one side and on the
other, will be in force, and must be fulfilled; the rights of
humanity must in all cases be duly and mutually respected;
whilst considerations of a common interest, and, above all, the
remembrance of the endearing scenes which are past, and the
anticipation of a speedy triumph over the obstacles to reunion,
will, it is hoped, not urge in vain MODERATION on one side, and
PRUDENCE on the other.
PUBLIUS. |