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Federalist
No. 49
Method of Guarding Against
the Encroachments of Any One Department of Government by
Appealing to the People Through a Convention - From the
New York Packet. Tuesday, February 5, 1788. |
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Author: Alexander Hamilton or James Madison
To the People of the State of New York:
THE author of the ``Notes on the State of Virginia,'' quoted in
the last paper, has subjoined to that valuable work the draught
of a constitution, which had been prepared in order to be laid
before a convention, expected to be called in 1783, by the
legislature, for the establishment of a constitution for that
commonwealth. The plan, like every thing from the same pen,
marks a turn of thinking, original, comprehensive, and accurate;
and is the more worthy of attention as it equally displays a
fervent attachment to republican government and an enlightened
view of the dangerous propensities against which it ought to be
guarded.
One of the precautions which he proposes, and on which he
appears ultimately to rely as a palladium to the weaker
departments of power against the invasions of the stronger, is
perhaps altogether his own, and as it immediately relates to the
subject of our present inquiry, ought not to be overlooked. His
proposition is, ``that whenever any two of the three branches of
government shall concur in opinion, each by the voices of two
thirds of their whole number, that a convention is necessary for
altering the constitution, or CORRECTING BREACHES OF IT, a
convention shall be called for the purpose. ''As the people are
the only legitimate fountain of power, and it is from them that
the constitutional charter, under which the several branches of
government hold their power, is derived, it seems strictly
consonant to the republican theory, to recur to the same
original authority, not only whenever it may be necessary to
enlarge, diminish, or new-model the powers of the government,
but also whenever any one of the departments may commit
encroachments on the chartered authorities of the others. The
several departments being perfectly co-ordinate by the terms of
their common commission, none of them, it is evident, can
pretend to an exclusive or superior right of settling the
boundaries between their respective powers; and how are the
encroachments of the stronger to be prevented, or the wrongs of
the weaker to be redressed, without an appeal to the people
themselves, who, as the grantors of the commissions, can alone
declare its true meaning, and enforce its observance? There is
certainly great force in this reasoning, and it must be allowed
to prove that a constitutional road to the decision of the
people ought to be marked out and kept open, for certain great
and extraordinary occasions. But there appear to be insuperable
objections against the proposed recurrence to the people, as a
provision in all cases for keeping the several departments of
power within their constitutional limits. In the first place,
the provision does not reach the case of a combination of two of
the departments against the third. If the legislative authority,
which possesses so many means of operating on the motives of the
other departments, should be able to gain to its interest either
of the others, or even one third of its members, the remaining
department could derive no advantage from its remedial
provision. I do not dwell, however, on this objection, because
it may be thought to be rather against the modification of the
principle, than against the principle itself. In the next place,
it may be considered as an objection inherent in the principle,
that as every appeal to the people would carry an implication of
some defect in the government, frequent appeals would, in a
great measure, deprive the government of that veneration which
time bestows on every thing, and without which perhaps the
wisest and freest governments would not possess the requisite
stability. If it be true that all governments rest on opinion,
it is no less true that the strength of opinion in each
individual, and its practical influence on his conduct, depend
much on the number which he supposes to have entertained the
same opinion. The reason of man, like man himself, is timid and
cautious when left alone, and acquires firmness and confidence
in proportion to the number with which it is associated. When
the examples which fortify opinion are ANCIENT as well as
NUMEROUS, they are known to have a double effect. In a nation of
philosophers, this consideration ought to be disregarded. A
reverence for the laws would be sufficiently inculcated by the
voice of an enlightened reason. But a nation of philosophers is
as little to be expected as the philosophical race of kings
wished for by Plato. And in every other nation, the most
rational government will not find it a superfluous advantage to
have the prejudices of the community on its side. The danger of
disturbing the public tranquillity by interesting too strongly
the public passions, is a still more serious objection against a
frequent reference of constitutional questions to the decision
of the whole society. Notwithstanding the success which has
attended the revisions of our established forms of government,
and which does so much honor to the virtue and intelligence of
the people of America, it must be confessed that the experiments
are of too ticklish a nature to be unnecessarily multiplied. We
are to recollect that all the existing constitutions were formed
in the midst of a danger which repressed the passions most
unfriendly to order and concord; of an enthusiastic confidence
of the people in their patriotic leaders, which stifled the
ordinary diversity of opinions on great national questions; of a
universal ardor for new and opposite forms, produced by a
universal resentment and indignation against the ancient
government; and whilst no spirit of party connected with the
changes to be made, or the abuses to be reformed, could mingle
its leaven in the operation. The future situations in which we
must expect to be usually placed, do not present any equivalent
security against the danger which is apprehended. But the
greatest objection of all is, that the decisions which would
probably result from such appeals would not answer the purpose
of maintaining the constitutional equilibrium of the government.
We have seen that the tendency of republican governments is to
an aggrandizement of the legislative at the expense of the other
departments. The appeals to the people, therefore, would usually
be made by the executive and judiciary departments. But whether
made by one side or the other, would each side enjoy equal
advantages on the trial? Let us view their different situations.
The members of the executive and judiciary departments are few
in number, and can be personally known to a small part only of
the people. The latter, by the mode of their appointment, as
well as by the nature and permanency of it, are too far removed
from the people to share much in their prepossessions. The
former are generally the objects of jealousy, and their
administration is always liable to be discolored and rendered
unpopular. The members of the legislative department, on the
other hand, are numberous. They are distributed and dwell among
the people at large. Their connections of blood, of friendship,
and of acquaintance embrace a great proportion of the most
influential part of the society. The nature of their public
trust implies a personal influence among the people, and that
they are more immediately the confidential guardians of the
rights and liberties of the people. With these advantages, it
can hardly be supposed that the adverse party would have an
equal chance for a favorable issue. But the legislative party
would not only be able to plead their cause most successfully
with the people. They would probably be constituted themselves
the judges.
The same influence which had gained them an election into the
legislature, would gain them a seat in the convention. If this
should not be the case with all, it would probably be the case
with many, and pretty certainly with those leading characters,
on whom every thing depends in such bodies. The convention, in
short, would be composed chiefly of men who had been, who
actually were, or who expected to be, members of the department
whose conduct was arraigned. They would consequently be parties
to the very question to be decided by them. It might, however,
sometimes happen, that appeals would be made under circumstances
less adverse to the executive and judiciary departments. The
usurpations of the legislature might be so flagrant and so
sudden, as to admit of no specious coloring. A strong party
among themselves might take side with the other branches. The
executive power might be in the hands of a peculiar favorite of
the people. In such a posture of things, the public decision
might be less swayed by prepossessions in favor of the
legislative party. But still it could never be expected to turn
on the true merits of the question. It would inevitably be
connected with the spirit of pre-existing parties, or of parties
springing out of the question itself. It would be connected with
persons of distinguished character and extensive influence in
the community. It would be pronounced by the very men who had
been agents in, or opponents of, the measures to which the
decision would relate. The PASSIONS, therefore, not the REASON,
of the public would sit in judgment. But it is the reason,
alone, of the public, that ought to control and regulate the
government. The passions ought to be controlled and regulated by
the government.
We found in the last paper, that mere declarations in the
written constitution are not sufficient to restrain the several
departments within their legal rights. It appears in this, that
occasional appeals to the people would be neither a proper nor
an effectual provision for that purpose. How far the provisions
of a different nature contained in the plan above quoted might
be adequate, I do not examine. Some of them are unquestionably
founded on sound political principles, and all of them are
framed with singular ingenuity and precision.
PUBLIUS. |
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